Advisory Business Description of Advisory Firm Windsor Wealth Management’s registration was granted by the U.S. Securities and Exchange Commission on December 12, 1986. Randall D. Clark (CRD # 1086464) and Channing F. Mitzell (CRD # 1192880) are Principals and majority shareholders of the firm. Brian T. Shupe (CRD # 2353564), James M. Leach (CRD # 4298158), and Matt Ulsas (CRD # 2820747) are each minority shareholders of the firm. There are no indirect owners of the firm or intermediaries which have any ownership interest in the firm. As of December 31, 2022, the firm managed, on a discretionary basis, $1,372,591,997, and $111,222 on a nondiscretionary basis. Based on this, Windsor has total assets under management of $1,372,703,219, which represented 2,739 individual accounts and 865 client relationships. Client assets are managed on an individualized basis. Clients may impose restrictions on their accounts. The firm does not sponsor any wrap programs. Types of Advisory Services Comprehensive Planning Services One of the founding and guiding principles of Windsor Wealth Management (Windsor) is the value of comprehensive financial planning. Without having an in-depth understanding of the client’s whole financial life, any analysis in one area may be incomplete. Windsor provides clients with broad based non-product specific financial planning advice (excluding advice about property and casualty related issues). This service will often include the preparation of a comprehensive plan or analysis, though the service can also be done in separate stages, should that be the client’s preference. Windsor’s plans will often cover, and provide observations and recommendations on tax, estate, insurance, retirement and education planning. They will also generally cover an investment analysis of the client’s current security holdings, as well as recommendations for potential changes which will better align with the clients stated investment goals and risk tolerance. Windsor’s Financial Plans are provided to clients only after a thorough analysis of the Client’s current financial situation and goals and objectives, as well as such “non-financial” considerations as Client’s attitude towards risk, family circumstances and obligations, and such. This information is obtained through an extensive data gathering and goal setting process. The plans and analyses prepared by

Windsor are completely generic in nature. Once the overall plan of action has been developed for and presented to the Client, Windsor prepares an Implementation Report summarizing the recommendations made to the Client and then assists the Client in establishing specific deadlines for the accomplishment of those recommendations the Client decides to implement. For implementation items where Windsor offers that service, the Client may choose to implement directly with Windsor or related individuals, or may choose to implement Windsor’s recommendations through other advisors of his/her choice. Windsor’s continued service as a coordinator is not dependent upon being hired for implementation, but if hired, it will only be provided after full disclosure to the Client of all potential conflicts of interest, whether direct or indirect. Client has the right to terminate the financial planning relationship without penalty within five days of client’s receipt of the agreement. Portfolio Management Services The other primary service of Windsor, which grew from the needs of our financial planning clients for independent and unbiased investment services, is Portfolio Management. Windsor will work with the client to develop an investment portfolio which is believed to be best suited to attain the Client’s investment objectives using prudent risk and time horizon assumptions. Windsor has a formal process to assist with constructing an investment policy statement for the Client. Once the portfolio has been created, Windsor will meet with the Client at least annually, and frequently more often, to evaluate the results of the investment portfolio and to make any necessary changes that are agreed upon by the Client. Client has the right to terminate the investment advisory WINDSOR WEALTH MANAGEMENT Form ADV Part 2A – Firm Brochure 4 relationship without penalty within five days of client’s receipt of the agreement. Either Client or Windsor has the right to terminate the agreement by sending written notice to the other party. Client will be liable for costs incurred by Windsor to date of receipt of written notification. Any unearned or unapplied fee will be refunded immediately to Client. Windsor reserves the right to recover any itemized expenses incurred by Windsor. Windsor utilizes the services of qualified custodians for Client accounts, Windsor does not hold custody of Client assets.