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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 11 -8.33%
of those in investment advisory functions 8
Registration SEC, Approved, 3/25/2016
AUM* 957,664,488 29.77%
of that, discretionary 957,664,488 29.77%
Private Fund GAV* 957,664,488 42.95%
Avg Account Size 191,532,898 3.82%
SMA’s No
Private Funds 3 2
Contact Info 201 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
1B 864M 720M 576M 432M 288M 144M
2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$818,567,258
Fund TypePrivate Equity Fund Count2 GAV$139,097,230

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Brochure Summary

Overview

The Adviser is an investment adviser with its principal place of business in Jersey City, NJ. The Adviser commenced operations as an investment adviser on September 1, 2009. David Wu is the principal owner of the Adviser. The Adviser provides the investment advisory services regarding fixed income instruments as well as other asset types on a discretionary basis to its clients, which are pooled investment vehicles intended for sophisticated and institutional investors. The Adviser provides advice to its clients based on specific investment objectives and strategies. The Adviser’s current clients include private pooled investment vehicles
(the “Funds” or the “Clients”). However, the Adviser retains broad flexibility to invest on behalf of its Clients, as set forth in the respective Offering Documents (as such term is defined in Item 5 below). It provides investment advisory services to the Clients based on each Client’s specific investment objective and strategy. The Adviser does not tailor its advisory services to the individual needs of investors in the Clients. The Adviser does not participate in wrap fee programs. As of December 31, 2023, the Adviser had approximately $957,664,488 of Client assets under management, all of which was managed on a discretionary basis.