9AT: GFM ASSET MANAGEMENT LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 06/06/2016
ADV Location	WEINFELDEN, Switzerland
Contact Info	775 xxxxxxx
Websites

AUM^*	27,500,000 21%
of that, discretionary	27,500,000 21%
Number of Employees	3
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	436,508 -33%
% High Net Worth	47.62% 16%
SMA’s	Yes
Private Funds	0

Adviser Type

- Outside the United States

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BAROMETER CAPITAL MANAGEMENT	Hedge Fund131.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund152.1m	Total Private Fund GAV283.9m	AUM737.0m	#Funds12
Adviser MOUNT MURRAY INVESTMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM28.2m	#Funds-
Adviser OCEANIS FINANCIAL ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM225.6m	#Funds-
Adviser CONNECTIVE PORTFOLIO MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM121.3m	#Funds-
Adviser CSM CAPITAL CORPORATION	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.8b	#Funds2
Adviser COMPASS GROUP INVESTMENTS SOLUTIONS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM526.8m	#Funds-
Adviser BURGUNDY ASSET MANAGEMENT LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.4b	Total Private Fund GAV1.4b	AUM19.1b	#Funds5
Adviser I-CTHRU INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.9m	#Funds-
Adviser PILOTAGE PRIVATE WEALTH AG	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM227.6m	#Funds-
Adviser UCAP AMERICAS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM208.2m	#Funds-

Brochure Summary

Overview

GFM Asset Management LLC (“GFM” or the “Firm”) is a Delaware limited liability company formed in April 2016 by Tariq Dennison, TEP as an independent US registered investment advisor. GFM primarily manages and advises international investment accounts to help both US and non-US clients fund their long-term objectives. Mr. Dennison is a full member of the Society of Trust and Estate Practitioners (STEP), and also owns and manages 50% of GFM Group Limited, a Hong Kong based and licensed asset management firm, and 100% of Dennison Wealth, a Swiss sole proprietorship applying for authorization as a portfolio manager under the Swiss regulator FINMA. Services physically provided from Switzerland are formally sub-advised by Dennison Wealth under terms in each client’s service agreement. Managed Investment Accounts GFM’s primary business is discretionary management of separately managed accounts centered around the client’s long-term financial plans. Terms of this service are specified in signed agreements with each client (each referred to as an “Agreement”), where the managed accounts are opened in the client’s name at an independent

brokerage firm or custodian platform (each a “Platform”, see Item 12) and GFM is assigned limited power of attorney to trade the account. GFM profiles each account’s risk/return parameters based on our understanding of the client’s retirement and legacy objectives. Managed accounts are primarily invested in portfolios of stocks, bonds, exchange- traded funds (ETFs), options and/or futures, according to processes outlined in Item 8. Other Professional Services GFM may also provide standalone or supplementary investment advice, analysis and reviews of investments and portfolios, financial planning (including retirement and estate planning), financial education, and other services. These services may be provided one-on-one to individual clients, or to groups that have agreed to be served as a group (for example, a group training class, or subscription to a premium newsletter). When not bundled with portfolio management services, these services may be charged separately on a fixed project fee, hourly fee, per-item fee, or periodic retainer or subscription fee basis, with fee schedule and options available on request. © 2024 GFM Asset Management LLC Page 5 of 16

GFM ASSET MANAGEMENT LLC

GFM ASSET MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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GFM ASSET MANAGEMENT LLC GFM ASSET MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

GFM ASSET MANAGEMENT LLC

GFM ASSET MANAGEMENT LLC