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Adviser Profile

As of Date 07/09/2024
Adviser Type - Large advisory firm
Number of Employees 9 -10.00%
of those in investment advisory functions 5 -16.67%
Registration SEC, Approved, 1/16/2004
AUM* 1,528,310,009 15.09%
of that, discretionary 1,502,518,226 15.43%
Private Fund GAV* 53,050,000 -40.83%
Avg Account Size 34,734,318 43.86%
% High Net Worth 58.18% 10.34%
SMA’s Yes
Private Funds 2
Contact Info 212 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
1B 1B 1B 815M 612M 408M 204M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count2 GAV$53,050,000

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Brochure Summary

Overview

General Description of Advisory Firm. The Adviser is an investment adviser with its principal place of business in New York, New York. The Adviser, a New York corporation, commenced operations as an investment adviser on February 19, 2002 and has been registered with the SEC since January 16, 2004. Christopher Somers Moore is the principal owner of the Adviser. He serves as the Adviser’s President, Chief Compliance Officer and Chief Investment Officer, and he owns more than 75% of the Adviser. Description of Advisory Services (including any specializations) The Adviser provides investment advisory services and investment consulting services to high net worth individuals (including, but not limited to, Individual Retirement Accounts), foundations, trusts, estates, institutions (the “Accounts”) and two pooled investment vehicles: First Neck Self-Storage Fund, LP and First Neck Self-Storage
Feeder Ltd. (each a “Fund” and collectively, the “Funds”). Availability of Tailored Services for Individual Clients With respect to the Accounts, the advisory services are personalized and are designed to accommodate each client's individual investment objectives and longer-term goals. Clients may impose restrictions on investing in certain securities or certain types of securities. With respect to the Funds, the advisory services provided by the Adviser are tailored to the investment objectives stated in each Fund’s offering memorandum. Wrap Fee Programs The Adviser does not participate in any wrap fee programs. Client Assets Under Management As of December 31, 2023, the Adviser had approximately $1,528,310,009 regulatory assets under management. As of that date, the Adviser managed $1,502,518,226 on a discretionary basis and $25,791,783 on a non-discretionary basis.