FIRM DESCRIPTION
Westrock Asset Management, LLC, a Delaware limited liability company and private investment advisory firm
(“Westrock Asset Management” or “we,” “us,” or “our”), was formed in November 2014. We provide investment
advice, commodity interest trading advice and other services with respect to affiliated private pooled investment
vehicles, and generally have full discretionary authority with respect to investment decisions. Our investment
advisory services and commodity interest trading advice are provided in accordance with the investment objectives
and guidelines set forth in the applicable governing and/or offering documents. The information set forth in this
brochure is qualified in its entirety by the governing and/or offering documents of each of our clients.
PRINCIPAL OWNERS
We are a wholly-owned subsidiary of Westrock Group, LLC, an Arkansas limited liability company. The sole
members and equity owners of Westrock Group, LLC are Wooster Capital, LLC, a Texas limited liability company,
Greenbrier Holdings, LLC, an Arkansas limited liability company, and Ford Family Holdings, LP, an Arkansas
limited partnership. Wooster Capital, LLC is wholly owned and controlled by Joe T. Ford. Greenbrier Holdings,
LLC is wholly owned and controlled by Scott T. Ford. Ford Family Holdings, LP is majority owned and controlled
by Scott T. Ford.
TYPES OF ADVISORY SERVICES
We provide investment advisory services and commodity interest trading advice with respect to affiliated private
pooled investment vehicles including, without limitation, Westrock Alpha Fund, L.P., a Delaware limited
partnership (the “Feeder Fund”), Westrock Alpha Master Fund, L.P., a Cayman Islands exempted limited
partnership (the “Master Fund” and, together with the Feeder Fund, the “Alpha Funds”), Westrock Arch Fund, LP, a
Delaware limited partnership (the “Arch Fund”), and Westrock Absolute Return Fund, LP (the “Absolute Return
Fund” and, together with the Alpha Funds and the Arch Fund, the “Funds”). The Funds generally invest directly or
indirectly in a broad range of U.S. and non-U.S. securities, commodity futures and other derivatives and
instruments. The Arch Fund generally invests all or a material portion of its assets in, and conducts all or a material
portion of its investment activities (i) directly through existing or to-be-formed accounts established in its name
and/or (ii) indirectly through existing or to-be-formed pooled investment vehicles and/or other entities that are or
will be managed, sponsored or advised by us, including, but not limited to the Alpha Funds and an affiliated
investment vehicle where Arch Fund is the sole equity owner and limited partner, Westrock Equities Fund, LP, a
Delaware limited partnership (the “Equities Fund” and, together with the Alpha Funds, the “Arch Underlying
Funds”). The Absolute Return Fund generally invests all or a material portion of its assets in, and conducts all or a
material portion of its investment activities indirectly through investments in existing or to-be-formed pooled
investment vehicles and/or other entities or separately managed accounts that are or will be managed, sponsored or
advised by us, including, but not limited to, the Alpha Funds and the Arch Fund (collectively, the “Absolute Return
Underlying Funds”), or an unaffiliated third party investment manager (collectively, “Unaffiliated Underlying
Funds”). We generally are responsible for investing and re-investing the assets of the Funds in accordance with the
investment objectives, policies and guidelines set forth in their governing and offering documents. We also act as
commodity pool operator with respect to the Funds. See Item 8 below.
We may also provide discretionary investment advisory services and commodity interest trading advice with respect
to separately managed account clients in the future and any such advice would be provided in accordance with the
terms, conditions, guidelines and limitations set forth in an investment management agreement between us and any
such separately managed account clients.
INVESTMENT RESTRICTIONS
We generally provide investment advice to the Funds in accordance with the investment objectives, policies and
guidelines set forth in the applicable governing and offering documents, and not in accordance with the individual
needs or objectives of any particular investor in the Funds. Except as otherwise set forth in the applicable governing
and/or offering documents, investors generally are not permitted to impose restrictions or limitations on the
management of the Funds. Notwithstanding the foregoing, we, any Fund, and/or the general partner or board of
directors of a Fund may enter into side letter agreements or other arrangements with certain investors that alter,
modify or change the terms of the interests held by such investors.
ASSETS UNDER MANAGEMENT
As of December 31, 2023, we had approximately $416,781,093 in regulatory assets under management (as reflected
in Item 5.F.(2) of Part 1A of our Form ADV), all of which were managed on a discretionary basis. In order to avoid
double counting, we have (i) excluded the assets of the Alpha Funds that are attributable to the Arch Fund, and (ii)
excluded the assets of the Arch Fund that are attributable to the Absolute Return Fund.