BALEEN CAPITAL MANAGEMENT LLC

other names
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Adviser Profile
As of Date 05/02/2024
Adviser Type - Large advisory firm
Number of Employees 1
of those in investment advisory functions 1
Registration SEC, Approved, 9/2/2021
Other registrations (2)
Former registrations

BALEEN CAPITAL MANAGEMENT LLC

BALEEN CAPITAL MANAGEMENT LLC

AUM* 112,500,000 17.92%
of that, discretionary 112,500,000 17.92%
Private Fund GAV* 112,500,000 5.44%
Avg Account Size 37,500,000 17.92%
SMA’s No
Private Funds 3
Contact Info 646 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
149M 128M 106M 85M 64M 43M 21M
2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$83,100,000
Fund TypeOther Private Fund Count2 GAV$29,400,000

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Brochure Summary

Overview

Baleen is a Delaware limited liability company that has been in business since May 1, 2012. Baleen’s manager, controlling owner and portfolio manager is Fang Li. As of July 31, 2023, Baleen had discretionary assets under management of approximately $106,700,000. Baleen only manages assets on a discretionary basis. Baleen serves as the general partner and investment adviser to private investment funds (the “Baleen Funds”). Baleen has also formed one or more “special purpose” funds, and may form similar funds in the future (“SPVs”), to invest in opportunities that it believes are attractive but are (a) appropriate for the Baleen Funds, but too large to allocate solely to those funds, (b) outside of the Baleen Funds’ investment strategies, or (c) in Baleen’s judgment not appropriate at that time for the Baleen Funds. The Baleen Funds and the SPVs are referred to collectively as the “Funds” and individually as a “Fund”. Baleen invests principally, but not solely, in equity and equity-related securities of public and
private companies in global markets on behalf of its clients, but is authorized to enter into any type of investment transaction that it deems appropriate under the terms of Fund’s partnership or operating agreement or client account agreement. The investors in the Funds have no opportunity to select or evaluate any Fund investments or strategies. Baleen selects all Fund investments and strategies. Additionally, Baleen will, on occasion, provide consulting services to private companies. This will generally take the form of advice related to company growth, oversight of financials, marketing, and other advice related to the development of the company. Such services may be provided to underlying portfolio companies as well as potential investment targets. In the case of services provided to companies held in any of the Fund portfolios, any compensation paid to Baleen will be reflected in a direct offset to management fees for the relevant Fund equal to the compensation paid. Baleen does not participate in wrap fee programs.