9AT: SWISS FINANCE MANAGEMENT INTERNATIONAL SA

Adviser Profile

As of Date	02/12/2026
Registration	SEC, Approved, 11/10/2016
ADV Location	GENEVA, Switzerland
Contact Info	+41 xxxxxxx
Websites

AUM^*	59,000,000 127%
of that, discretionary	16,300,000 -37%
Number of Employees	8 -11%
of those in investment advisory functions	4 -20%
Private Fund GAV^*	0
Avg Account Size	2,269,231 -56%
% High Net Worth	78.79% -21%
SMA’s	Yes
Private Funds	0

Adviser Type

- Mid-sized advisory firm
- Outside the United States

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- Commissions

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SUMMERHAVEN INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM176.2m	#Funds2
Adviser LONDINIUM ASSET MANAGEMENT LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM82.0m	#Funds-
Adviser GAVLTD INTERNATIONAL CORPORATION	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM34.3m	#Funds-
Adviser ALLARIA ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM179.6m	#Funds-
Adviser SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.2b	#Funds-
Adviser ADVISORS PREFERRED LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser MCI ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM500.0k	#Funds-
Adviser V DELIMA INVESTMENTS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM102.0m	#Funds-
Adviser SILVA CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM169.4m	#Funds-
Adviser TILLER PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM261.5m	#Funds-

Brochure Summary

Overview

SFMI Investments S.A. (“SFMI”, “us”, “we” , “The company”, or the “Firm”) was founded in 2007 and is owned by management. Swiss Finance Management International SA (“SFMI”) holds a license as an asset manager pursuant to Article 17 of the Financial Institutions Act (FinIA). The license is granted by the Swiss Financial Market Supervisory Authority FINMA. And, the Asset Manager is supervised by the supervisory organization, OSIF - Organisme de Surveillance des Instituts Financier. Switzerland has adopted the Federal Act on Financial Services (FinSA) and its implementing ordinance (FinSO). They entered into force on January 1, 2020. This legislation aims to improve investor protection. SFMI is subject to this law insofar as it carries out asset management and investment advisory services. Mediation Body Financial service providers such as SFMI, must be affiliated to an ombudsman's office. Disputes regarding legal claims between the client and the financial service provider should be settled by an ombudsman in mediation proceedings if possible, which does not

exclude legal proceedings. The mediation process is fair, expeditious, impartial and inexpensive for the client, if not free of charge. The Company is affiliated with the following ombudsman's office: Name: Terraxis SA Address: Rue de la tour de l’Ile 1, 1204 Genève, Switzerland Phone: +41 22 732 61 19 SFMI currently employs 9 staff, 5 of these are involved in Investment Advisory functions. With a solid expertise in the financial market, Swiss Finance Management International SA is an external asset management company that offers a wide range of financial services for UHNWIs and institutions. SFMI work with a wide variety of clients, from HNWIs to corporations and financial institutions. Our services are tailored to each client’s needs, whether they involve wealth management, short-term investments or long-term investment strategies. SFMI does not participate in any wrap fee programs. As at March 2024 SFMI manages circa $26 million of assets on a discretionary basis. SFMI currently has no assets under management on a non-discretionary basis.

SWISS FINANCE MANAGEMENT INTERNATIONAL SA

SWISS FINANCE MANAGEMENT INTERNATIONAL SA

LCJ INVESTMENTS SA

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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SWISS FINANCE MANAGEMENT INTERNATIONAL SA SWISS FINANCE MANAGEMENT INTERNATIONAL SA LCJ INVESTMENTS SA

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

SWISS FINANCE MANAGEMENT INTERNATIONAL SA

SWISS FINANCE MANAGEMENT INTERNATIONAL SA

LCJ INVESTMENTS SA