9AT: SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.

Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 04/04/2005
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	8,165,533,053 31%
of that, discretionary	8,165,533,053 31%
Number of Employees	13 30%
of those in investment advisory functions	11 38%
Private Fund GAV^*	0
Avg Account Size	326,621,322 -11%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Investment companies
- Other investment advisers
- Insurance companies

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ADVISORS PREFERRED LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser MCI ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM500.0k	#Funds-
Adviser LONDINIUM ASSET MANAGEMENT LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM82.0m	#Funds-
Adviser SWISS FINANCE MANAGEMENT INTERNATIONAL SA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM59.0m	#Funds-
Adviser GAVLTD INTERNATIONAL CORPORATION	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM34.3m	#Funds-
Adviser SUMMERHAVEN INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM176.2m	#Funds2
Adviser ALLARIA ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM179.6m	#Funds-
Adviser V DELIMA INVESTMENTS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM102.0m	#Funds-
Adviser SILVA CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM169.4m	#Funds-
Adviser TILLER PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM261.5m	#Funds-

Brochure Summary

Overview

Samsung Asset Management (New York), Inc. (“SAMNY” or the “Firm”) began operations in February 1994 as an investment management firm. SAMNY currently provides investment advisory services to Korean institutional clients, including its parent company, Samsung Asset Management Co., Ltd. (SAM CO), a Korean- based and Korean registered investment adviser, which is also registered with the Securities and Exchange Commission (“SEC”). SAMNY advises on strategies in global fixed income, generally through vehicles established in and registered in Korea, offered to Korean investors, and to which Samsung Asset Management Co., Ltd. or another registered adviser is also the manager. SAMNY is a sub-advisor for Amplify Samsung SOF ETF which provides investors with current income equal to the returns of the Secured Overnight Financial Rate (SOFR) with principal advisor Amplify. In addition to being regulated by the SEC, SAMNY and SAM CO are regulated by foreign regulatory entities including the South Korean financial authority, the “South Korea- Financial

Supervisory Commission / Financial Supervisory Service.” SAMNY maintains offices in New York City. The Firm is a wholly-owned subsidiary of SAM CO. As of December 31, 2023, SAMNY managed $6,223,942,494 of discretionary assets. The assets under advisement are those for which SAMNY does not have discretionary authority and does not currently execute trades, but for which SAMNY also provides market analysis. SAMNY currently focuses on a fixed income investment strategy for its client accounts, primarily in high-grade U.S. corporate and treasury bonds, municipals, and Canadian bonds The clients, following negotiation and with the Firm’s consent, may impose certain reasonable investment guidelines and restrictions. In addition to its advisory services, SAMNY acts as a solicitor for an affiliated entity Samsung Asset Management (Hong Kong) Limited, which is regulated by SEC and the Hong-Kong Securities and Future Commission, and SAM CO, its parent company as stated above. Please see Sections 10 and 14 for more information.

SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.

SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.

SAMSUNG LIFE INVESTMENT (AMERICA) LTD.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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SAMSUNG ASSET MANAGEMENT (NEW YORK), INC. SAMSUNG ASSET MANAGEMENT (NEW YORK), INC. SAMSUNG LIFE INVESTMENT (AMERICA) LTD.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.

SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.

SAMSUNG LIFE INVESTMENT (AMERICA) LTD.