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Adviser Profile

As of Date 06/21/2024
Adviser Type - Large advisory firm
Number of Employees 12 -7.69%
of those in investment advisory functions 5 25.00%
Registration SEC, Approved, 03/09/2017
AUM* 1,142,871,399 18.95%
of that, discretionary 1,141,979,049 19.02%
Private Fund GAV* 19,605,978 -67.63%
Avg Account Size 6,279,513 4.58%
% High Net Worth 60.89% -27.05%
SMA’s Yes
Private Funds 3 1
Contact Info 212 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

Discretionary
Non-discretionary
959M 822M 685M 548M 411M 274M 137M
2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$3,300,043
Fund TypeOther Private Fund Count2 GAV$16,305,935

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