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Adviser Profile

As of Date 03/04/2024
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 7 -12.50%
of those in investment advisory functions 4
Registration Washington, Terminated, 04/18/2014
Other registrations (1)
AUM* 902,208,628 10.27%
of that, discretionary 902,208,628 10.27%
Private Fund GAV* 5,468,596 11.06%
Avg Account Size 100,245,403 10.27%
SMA’s Yes
Private Funds 2
Contact Info 206 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Other

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
1B 891M 743M 594M 446M 297M 149M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$1,369,788
Fund TypeOther Private Fund Count1 GAV$4,098,808

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck TickerG6331P104 Stock NameALPHA & OMEGA SEMICONDUCTOR $ Position$4,839,415 % Position3.00% $ Change70.00% # Change0.00%
Stck Ticker68628V308 Stock NameORION GROUP HLDGS INC $ Position$5,542,951 % Position3.00% $ Change5.00% # Change-10.00%
Stck Ticker63888U108 Stock NameNATURAL GROCERS BY VITAMIN C $ Position$5,014,733 % Position3.00% $ Change11.00% # Change-5.00%
Stck Ticker04035M102 Stock NameARHAUS INC $ Position$4,830,255 % Position3.00% $ Change-14.00% # Change-21.00%
Stck Ticker53220K504 Stock NameLIGAND PHARMACEUTICALS INC $ Position$4,607,505 % Position2.00% $ Change15.00% # Change0.00%
Stck Ticker43785V102 Stock NameHOMESTREET INC $ Position$3,792,655 % Position2.00% $ Change-24.00% # Change0.00%
Stck Ticker320557101 Stock NameFIRST INTERNET BANCORP $ Position$3,199,735 % Position2.00% $ Change-22.00% # Change0.00%
Stck TickerG98338109 Stock NameYATRA ONLINE INC $ Position$2,879,018 % Position2.00% $ Change-25.00% # Change0.00%
Stck Ticker98419J206 Stock NameXOMA CORP DEL $ Position$2,918,537 % Position2.00% $ Change-1.00% # Change0.00%
Stck Ticker913915104 Stock NameUNIVERSAL TECHNICAL INST INC $ Position$2,911,733 % Position2.00% $ Change-1.00% # Change0.00%

Brochure Summary