9AT: LESKO SECURITIES, INC.

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 03/20/2017
Other registrations (2)	New York, Terminated, 04/18/2017 North Carolina, Terminated, 04/18/2017
ADV Location	VESTAL, NY, United States
Contact Info	607 xxxxxxx
Websites

AUM^*	728,519,170 22%
of that, discretionary	0
Number of Employees	22 10%
of those in investment advisory functions	12
Private Fund GAV^*	0
Avg Account Size	286,030 11%
% High Net Worth	14.18% 32%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BILL SPALDING WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM117.0m	#Funds-
Adviser TLS ADVISORY SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM154.6m	#Funds-
Adviser SKYBOUND WEALTH USA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM166.5m	#Funds-
Adviser JRF ASSET ADVISORS, LLC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM186.7m	#Funds-
Adviser ELEVATE WEALTH ADVISORY, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM385.5m	#Funds-
Adviser WINTERS FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM252.3m	#Funds-
Adviser SHOPE ADVISORS GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM65.6m	#Funds-
Adviser BW & ASSOCIATES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM692.8m	#Funds-
Adviser BILL LOSEY RETIREMENT SOLUTIONS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM39.6m	#Funds-
Adviser RYAN WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM404.2m	#Funds-

Brochure Summary

Overview

A. Description of the Advisory Firm B. Types of Advisory Services Services Limited to Specific Types of Investments LSI generally limits its investment advice to mutual funds, fixed income securities, equities, ETFs (including ETFs in the gold and precious metal sectors), treasury inflation protected/inflation linked bonds and non-U.S. securities. LSI may use other securities as well to help diversify a portfolio when applicable. LSI offers the same suite of services to all of its clients. However, specific client investment strategies and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels). Clients may not impose restrictions in investing in certain securities or types of securities in accordance

with their values or beliefs. LSI participates in wrap fee programs, which are investment programs where the investor pays one stated fee that includes management fees, transaction costs, fund expenses, and other administrative fees. LSI manages the investments in the wrap fee program. Fees paid under the wrap fee program will be given to LSI as a management fee. LSI has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $0 $474,015,396 December 31, 2023 Portfolio Management Fees Total Assets Under Management Annual Fees $0 - $249,999 1.00% $250,000 - $499,999 0.90% $500,000 - $999,999 0.75% $1,000,000 - $10,000,000 0.60% C. Client Tailored Services and Client Imposed Restrictions D. Wrap Fee Programs E. Assets Under Management

LESKO SECURITIES, INC.

LESKO SECURITIES, INC.

LESKO FINANCIAL

NEW DECADE CAPITAL CORP.

LESKO SECURITIES INC.

LESKO SECURITIES INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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LESKO SECURITIES, INC. LESKO SECURITIES, INC. LESKO FINANCIAL NEW DECADE CAPITAL CORP. LESKO SECURITIES INC. LESKO SECURITIES INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

LESKO SECURITIES, INC.

LESKO SECURITIES, INC.

LESKO FINANCIAL

NEW DECADE CAPITAL CORP.

LESKO SECURITIES INC.

LESKO SECURITIES INC