9AT: BILL SPALDING WEALTH MANAGEMENT

Adviser Profile

As of Date	04/25/2025
Registration status	Terminated
ADV Location	ATLANTA, GA, United States
Contact Info	404 xxxxxxx
Websites

AUM^*	117,000,000
of that, discretionary	116,348,000
Number of Employees	2
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	502,146 76%
% High Net Worth	31.33%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SKYBOUND WEALTH USA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM166.5m	#Funds-
Adviser LESKO SECURITIES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM728.5m	#Funds-
Adviser JRF ASSET ADVISORS, LLC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM186.7m	#Funds-
Adviser TLS ADVISORY SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM154.6m	#Funds-
Adviser ELEVATE WEALTH ADVISORY, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM385.5m	#Funds-
Adviser WINTERS FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM252.3m	#Funds-
Adviser BILL LOSEY RETIREMENT SOLUTIONS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM39.6m	#Funds-
Adviser RYAN WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM404.2m	#Funds-
Adviser SHOPE ADVISORS GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM65.6m	#Funds-
Adviser BW & ASSOCIATES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM692.8m	#Funds-

Brochure Summary

Overview

A. Ownership/Advisor History BSWM is a corporation organized under the laws of the state of Georgia. Bill Spalding founded the Atlanta-based investment advisory firm in 2010 and is the principal owner. BSWM is an SEC registered investment advisory firm. B. Types of Advisory Services We offer investment advisory services to retail investors. These services include recommendation, selection and monitoring of suitable investments including a range of investment products, such as stocks bonds, mutual funds and ETF’s. We manage accounts on a non-discretionary basis. Clearing, custody, or other brokerage services will be provided by SEI Private Trust. BSWM is not affiliated with SEI. Some of the factors we consider in selecting money managers for you include, but may not be limited to: the management style, performance, reputation, pricing and reporting capabilities of the money manager; your risk tolerance, investment horizon, goals, objectives, and experience; the amount of assets you have available for investment; and, our relationship with or preference for a particular manager. C. Client Tailored Services and Client Imposed Restrictions To assist you in design decisions, we gather information from you about your personal financial situation, goals, and any reasonable restrictions you want to place on your investments. We develop the allocation of your assets and review the activity and performance in your account on an ongoing basis.

We contact you at least annually, or more often as agreed upon, to review your financial situation and objectives, communicate information to your money managers, and to assist you in understanding and evaluating your portfolios. We expect you to notify us of any changes in your financial situation, investment objectives, or account restrictions. 6 | P a g e We may, upon your request, assist you with your retirement plan accounts. When an employee leaves an employer there are generally four options regarding an existing retirement plan account and the employee may use a combination of those options, such as; 1) if permitted, leaving the funds in the former employer’s plan, 2) if rollovers are permitted and the employee has a new employer with an available plan, the employee may rollover the funds to the new employer plan, 3) rollover the funds to an Individual Retirement Account (“IRA”), or 4) withdraw or cash out the employee’s funds from the plan which may have adverse tax consequences depending on certain factors. If you choose to rollover your retirement plan assets into an IRA managed by us, we will receive a fee on the management of those assets. You are under no obligation to roll retirement plan assets to an account managed by us. D. Client Assets Managed As of December 31, 2023, we managed approximately $108 million of assets on a non- discretionary basis for which our clients made investment decisions based on our recommendations.

BILL SPALDING WEALTH MANAGEMENT

BILL SPALDING WEALTH MANAGEMENT

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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BILL SPALDING WEALTH MANAGEMENT BILL SPALDING WEALTH MANAGEMENT

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

BILL SPALDING WEALTH MANAGEMENT

BILL SPALDING WEALTH MANAGEMENT