9AT: DALE BUCKNER, INC.

Adviser Profile

As of Date	03/10/2026
Registration status	Terminated
ADV Location	AMARILLO, TX, United States
Contact Info	1-8 xxxxxxx
Websites

AUM^*	167,538,733 5%
of that, discretionary	158,947,154 6%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	200,166 7%
% High Net Worth	7.33% 17%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MARKLE FINANCIAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund100.0k	Other Fund-	Total Private Fund GAV200.0k	AUM141.2m	#Funds1
Adviser HARMONY POINT WEALTH ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM263.2m	#Funds-
Adviser PEACE OF MIND WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM283.3m	#Funds-
Adviser SETCHFIELD ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM192.8m	#Funds-
Adviser NOBLE WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM223.4m	#Funds-
Adviser CLARITY WEALTH MANAGEMENT, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM236.8m	#Funds-
Adviser ADVICE & PLANNING SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM187.1m	#Funds-
Adviser J.M. ARBOUR, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM183.2m	#Funds-
Adviser CLAREMONT FINANCIAL GROUP,INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM140.0m	#Funds-
Adviser CORNERSTONE WEALTH MANAGEMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM284.7m	#Funds-

Brochure Summary

Overview

Dale Buckner, Inc. (DBI) was established August 2, 1991. The principal of DBI is Dale E. Buckner. Dale Buckner is the President, Chairman of the Board and the sole shareholder of DBI. He earned a Master of Business Administration in Peru March 6, 1974, earned a Certified Financial Planner® designation on May 15, 1997, and an Accredited Investment Fiduciary® on May 1, 2013. He has been a Registered Representative and Registered Principal with United Planners Financial Services (UPFS) in Scottsdale, Arizona since October 28, 1998. The total Regulatory Assets Under Management as of December 31, 2023 are approximately valued at $159,049,911. The assets managed on a non-discretionary basis are valued at approximately $8,679,075. The assets managed on a discretionary basis are valued at $150,370,836. DBI tailors individual advisory services to meet the needs of the individual client. Clients may impose restrictions on investing in certain types of securities. TYPESOFSERVICES FinancialPlanning DBI offers services to clients primarily in the role of a financial planner in which detailed analytical work is prepared for the client encompassing all areas of tax, investments, real estate, insurance and retirement planning. In the course of preparing the Client's plan, other individuals may be consulted. These may include accountants, attorneys, trust officers, pension and insurance consultants. The efforts of everyone involved are coordinated

into a “teach” approach to achieve the maximum benefit for the Client. In addition, computer software programs allow the planner and Client to analyze projections and coordinate all investment and income data into a comprehensive total program that instantly portrays the impact of any changes. Pershing Brokerage Accounts These are accounts of which DBI receives commissions but does not receive an advisory fee. These accounts are typically small and are for “buy and hold” clients. Pershing is United Planners’ clearing firm and is the custodian. Mutual Fund Accounts Accounts are opened for clients that have other objectives other than having a managed account. Types of accounts include, but are not limited to, IRA’s, SIMPLE IRA’s, and College Saving (529) plans. Many of these accounts do not meet DBI minimums to manage the account. DBI does not receive an advisory fee. DBIAssetManagement DBI manages client assets at Charles Schwab under continuous and regular supervision for a fee. Asset management and fees are discussed in more detail in items 5 and 8. DBI will provide financial advisory services for discretionary variable annuities. DBI has discretion to allocate variable annuities within the lifestyle asset allocations available inside the client’s annuity. At no time will DBI invest less than 15% or more than 85% into a balanced portfolio of stocks. The other percentage is invested in a balanced portfolio of fixed income.

DALE BUCKNER, INC.

DALE BUCKNER, INC.

ASSET PLANNING GROUP

DALE BUCKNER, INC. DBA DALE BUCKNER AND ASSET PLANNING GROUP

DALE BUCKNER, INC DBA DALE BUCKNER AND ASSET PLANNING GROUP

DALE BUCKNER AND ASSET PLANNING GROUP

DALE BUCKNER

ASSET PLANNING GROUP, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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DALE BUCKNER, INC. DALE BUCKNER, INC. ASSET PLANNING GROUP DALE BUCKNER, INC. DBA DALE BUCKNER AND ASSET PLANNING GROUP DALE BUCKNER, INC DBA DALE BUCKNER AND ASSET PLANNING GROUP DALE BUCKNER AND ASSET PLANNING GROUP DALE BUCKNER ASSET PLANNING GROUP, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

DALE BUCKNER, INC.

DALE BUCKNER, INC.

ASSET PLANNING GROUP

DALE BUCKNER, INC. DBA DALE BUCKNER AND ASSET PLANNING GROUP

DALE BUCKNER, INC DBA DALE BUCKNER AND ASSET PLANNING GROUP

DALE BUCKNER AND ASSET PLANNING GROUP

DALE BUCKNER

ASSET PLANNING GROUP, INC.