9AT: CAIUS CAPITAL LLP

other names

Adviser Profile

As of Date	06/27/2024
Adviser Type - Large advisory firm - Outside the United States
Number of Employees	16 6.67%
of those in investment advisory functions	7 -12.50%
Registration	SEC, Approved, 04/19/2017

AUM^*	1,652,884,215 23.87%
of that, discretionary	1,640,138,952 22.92%
Private Fund GAV^*	1,437,128,114 52.26%
Avg Account Size	275,480,703 44.52%
SMA’s	Yes
Private Funds	1 1
Contact Info	+44 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Charitable organizations
- Other investment advisers

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$1,437,128,114

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SYMPHONY FINANCIAL PARTNERS (SINGAPORE) PTE. LTD.	Hedge Fund740.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV740.3m	AUM1.2b	#Funds1
Adviser CAVALRY MANAGEMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser ACCUMULUS CAPITAL MANAGEMENT, LLC	Hedge Fund538.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV538.1m	AUM1.1b	#Funds3
Adviser TELEIOS CAPITAL PARTNERS LLC	Hedge Fund2.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.4b	AUM1.2b	#Funds3
Adviser QVR ADVISORS	Hedge Fund348.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV348.5m	AUM544.4m	#Funds3
Adviser MATISSE CAPITAL	Hedge Fund603.4k	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV603.4k	AUM1.4b	#Funds1
Adviser TRIGRAN INVESTMENTS, INC.	Hedge Fund643.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV643.8m	AUM1.1b	#Funds2
Adviser BAINBRIDGE PARTNERS LLP	Hedge Fund1.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund16.2m	Total Private Fund GAV17.3m	AUM1.2b	#Funds2
Adviser SEIGA ASSET MANAGEMENT LIMITED	Hedge Fund715.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV715.4m	AUM1.2b	#Funds2
Adviser SHREWSBURY RIVER CAPITAL LP	Hedge Fund1.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.8b	AUM958.1m	#Funds3

Brochure Summary

Overview

Caius Capital LLP (“Caius Capital” or the “Firm”) is an opportunistic credit hedge fund manager based in London, United Kingdom. The Firm was founded in January 2016 by António Batista and William Douglas. Mr. Batista is the Firm’s Chief Investment Officer and Mr. Douglas is Chief Operating Officer and Chief Compliance Officer. Caius Capital is 93% owned (in terms of voting power) by Mr. Batista and the balance is equally divided among six individuals and one entity, Caius Capital Services Limited, a corporate member of Caius Capital. Caius Capital manages one private fund, Caius Capital Master Fund (the “Fund”). The Firm provides discretionary advisory services to two separately managed accounts (the “SMA” accounts) which are generally managed pari passu to the Caius Capital Master Fund. The firm also provides non-discretionary advisory services to one separately managed account. The Caius Capital Master Fund and the SMA accounts (referred to collectively as the “Master Strategy”) focus on investments in levered capital structures within three core strategies: Distressed, Performing and Special Situations. The Master Strategy’s investment universe comprises corporate issuers, financial institutions and sovereign wealth funds predominantly within Europe, the Middle East and Africa. Caius Capital is authorized and regulated by the UK Financial Conduct Authority and the SEC. Caius Capital does not tailor its

advisory services to the individual needs of investors in the Caius Capital Master Fund (as defined below) and does not accept Fund investor-imposed investment restrictions. As noted above, Caius Capital also provides discretionary investment and advisory services to SMA clients. Such services are provided pursuant to the agreed-upon investment guideline terms set forth in the relevant investment management agreement. Unlike investors in the Caius Capital Master Fund, SMA clients may impose reasonable mandates, guidelines, or restrictions relating to investments. For example, SMA clients may impose limits on concentration, risk, exposure, and liquidity that may be different from those in the Fund. An SMA client directly owns the positions in its separately managed account, therefore, the client will typically have full, real-time transparency to all transactions and holdings in such account, and may be better able to assess the future prospects of a portfolio that is substantially similar to the portfolios of the Fund. As described further in Item 10, Caius Capital US LP, an investment adviser registered with the SEC, acts as sub-adviser to investment funds and separately managed accounts managed by Caius Capital. As of March 31, 2023, Caius Capital managed approximately $1,099,426,626 of assets under management in total. Of the total, $1,093,321,587 were managed on a discretionary basis, and $6,105,039 were managed on a non-discretionary basis.

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CAIUS CAPITAL LLP

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