| As of Date | 05/28/2026 |
| Registration | SEC, Approved, 07/17/2017 |
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| ADV Location | YARMOUTH, ME, United States |
| Contact Info | 207 xxxxxxx |
| Websites |
| AUM* | 587,044,785 32% |
| of that, discretionary | 587,044,785 32% |
| Number of Employees | 5 -29% |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 7,430,947 -7% |
| % High Net Worth | 7.59% -29% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- A percentage of assets under your management
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser ATALANTA SOSNOFF MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM3.9b | #Funds- | |
| Adviser PALM VALLEY CAPITAL MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM281.6m | #Funds- | |
| Adviser GARRISON POINT CAPITAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM315.5m | #Funds- | |
| Adviser ALPHA DNA INVESTMENT MANAGEMENT | Hedge Fund4.7m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV4.7m | AUM194.7m | #Funds1 | |
| Adviser HEARTLAND ADVISORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.9b | #Funds- | |
| Adviser STAIRWAY PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.4b | #Funds- | |
| Adviser SAXON SECURITIES LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM94.6m | #Funds- | |
| Adviser PACIFIC RIDGE CAPITAL PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund20.0m | Total Private Fund GAV20.0m | AUM494.6m | #Funds2 | |
| Adviser GRIDIRON PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM285.8m | #Funds- | |
| Adviser SKBA CAPITAL MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM732.0m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker921910725 | Stock NameVANGUARD WORLD FD | $ Position$41,122,809 | % Position31.00% | $ Change0.00% | # Change0.00% |
| Stck Ticker921910733 | Stock NameVANGUARD WORLD FD | $ Position$14,432,309 | % Position11.00% | $ Change-5.00% | # Change2.00% |
| Stck Ticker921937835 | Stock NameVANGUARD BD INDEX FDS | $ Position$13,668,247 | % Position10.00% | $ Change18.00% | # Change18.00% |
| Stck Ticker464287226 | Stock NameISHARES TR | $ Position$10,324,775 | % Position8.00% | $ Change40.00% | # Change41.00% |
| Stck Ticker92203C303 | Stock NameVANGUARD BD INDEX FDS | $ Position$6,494,702 | % Position5.00% | $ Change59.00% | # Change59.00% |
| Stck Ticker14020W106 | Stock NameCAPITAL GROUP DIVIDEND VALUE | $ Position$5,937,053 | % Position4.00% | $ Change-2.00% | # Change0.00% |
| Stck Ticker922042742 | Stock NameVANGUARD INTL EQUITY INDEX F | $ Position$5,971,689 | % Position4.00% | $ Change-4.00% | # Change-2.00% |
| Stck Ticker14020G101 | Stock NameCAPITAL GROUP GROWTH ETF | $ Position$3,919,128 | % Position3.00% | $ Change12.00% | # Change24.00% |
| Stck Ticker40167F101 | Stock NameGUGGENHEIM STRATEGIC OPPORTU | $ Position$3,610,339 | % Position3.00% | $ Change41.00% | # Change65.00% |
| Stck Ticker46429B598 | Stock NameISHARES TR | $ Position$2,897,288 | % Position2.00% | $ Change-50.00% | # Change-42.00% |