Adviser Profile

As of Date 05/28/2026
Registration SEC, Approved, 07/17/2017
Other registrations (1)
ADV Location YARMOUTH, ME, United States
Contact Info 207 xxxxxxx
Websites
AUM* 587,044,785 32%
of that, discretionary 587,044,785 32%
Number of Employees 5 -29%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 7,430,947 -7%
% High Net Worth 7.59% -29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

587M 503M 419M 335M 252M 168M 84M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker921910725 Stock NameVANGUARD WORLD FD $ Position$41,122,809 % Position31.00% $ Change0.00% # Change0.00%
Stck Ticker921910733 Stock NameVANGUARD WORLD FD $ Position$14,432,309 % Position11.00% $ Change-5.00% # Change2.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$13,668,247 % Position10.00% $ Change18.00% # Change18.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$10,324,775 % Position8.00% $ Change40.00% # Change41.00%
Stck Ticker92203C303 Stock NameVANGUARD BD INDEX FDS $ Position$6,494,702 % Position5.00% $ Change59.00% # Change59.00%
Stck Ticker14020W106 Stock NameCAPITAL GROUP DIVIDEND VALUE $ Position$5,937,053 % Position4.00% $ Change-2.00% # Change0.00%
Stck Ticker922042742 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$5,971,689 % Position4.00% $ Change-4.00% # Change-2.00%
Stck Ticker14020G101 Stock NameCAPITAL GROUP GROWTH ETF $ Position$3,919,128 % Position3.00% $ Change12.00% # Change24.00%
Stck Ticker40167F101 Stock NameGUGGENHEIM STRATEGIC OPPORTU $ Position$3,610,339 % Position3.00% $ Change41.00% # Change65.00%
Stck Ticker46429B598 Stock NameISHARES TR $ Position$2,897,288 % Position2.00% $ Change-50.00% # Change-42.00%

Brochure Summary