Adviser Profile

As of Date 04/15/2026
Registration SEC, Approved, 04/02/1999
ADV Location SAN FRANCISCO, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 732,021,000 13%
of that, discretionary 732,021,000 13%
Number of Employees 10
of those in investment advisory functions 5 -17%
Private Fund GAV* 0
Avg Account Size 26,143,607 17%
% High Net Worth 37.50% 29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 937M 781M 625M 469M 312M 156M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck TickerG5960L103 Stock NameMEDTRONIC PLC $ Position$28,049,645 % Position4.00% $ Change-7.00% # Change4.00%
Stck Ticker58933Y105 Stock NameMERCK & CO INC $ Position$18,268,683 % Position3.00% $ Change14.00% # Change0.00%
Stck Ticker49456B101 Stock NameKINDER MORGAN INC DEL $ Position$22,240,952 % Position3.00% $ Change22.00% # Change0.00%
Stck Ticker50050N103 Stock NameKONTOOR BRANDS INC $ Position$24,475,400 % Position3.00% $ Change30.00% # Change13.00%
Stck Ticker42226K105 Stock NameHEALTHCARE RLTY TR $ Position$18,890,128 % Position3.00% $ Change11.00% # Change11.00%
Stck Ticker427866108 Stock NameHERSHEY CO $ Position$19,250,614 % Position3.00% $ Change29.00% # Change13.00%
Stck Ticker654106103 Stock NameNIKE INC $ Position$21,242,619 % Position3.00% $ Change17.00% # Change41.00%
Stck Ticker75513E101 Stock NameRTX CORPORATION $ Position$23,305,021 % Position3.00% $ Change-13.00% # Change-18.00%
Stck Ticker00206R102 Stock NameAT&T INC $ Position$21,275,181 % Position3.00% $ Change17.00% # Change1.00%
Stck Ticker166764100 Stock NameCHEVRON CORPORATION $ Position$21,210,354 % Position3.00% $ Change23.00% # Change-9.00%

Brochure Summary