9AT: STUART CHAUSS�E & ASSOCIATES, INC.

Adviser Profile

As of Date	04/02/2026
Registration status	Terminated
Contact Info	(31 xxxxxxx
Websites

AUM^*	407,851,243
of that, discretionary	403,525,302
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	862,265
% High Net Worth	41.18%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SAGE STONE WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM261.4m	#Funds-
Adviser LEES MONSOUR GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM681.2m	#Funds-
Adviser COMPASS FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM429.7m	#Funds-
Adviser THE GLEASON GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.6b	#Funds-
Adviser HOPWOOD FINANCIAL SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM750.3m	#Funds-
Adviser KLEINHENZ & ASSOCIATES LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM173.8m	#Funds-
Adviser PRAIRIEVIEW PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser LIFEWAY FINANCIAL CORPORATION	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM358.7m	#Funds-
Adviser STEGENT EQUITY ADVISORS INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM243.7m	#Funds-
Adviser DECKER WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM566.2m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker000000000	Stock NameNone	$ Position$	% Position	$ Change	# Change

Brochure Summary

Overview

Who We Are Stuart Chaussée & Associates, Inc. (referred to as “We,” “our,” “us,” or “Chaussée”) is a registered investment advisor. In June 2012, Chaussée changed its form of organization from a sole proprietor to a corporation. Mr. Chaussée is our principal owner and officer.
Services Offered The services we offer cover traditional asset management of stocks, bonds, real estate investment trusts, cash and exchange-traded funds that comprise these securities. Our services are performed on a fee-only basis and we offer objective, unbiased advice to clients. While we do not "specialize" in a particular asset class or type of investment vehicle, we do typically invest in income-oriented investments for clients.
These include dividend-paying stocks or exchange-traded funds as well as individual bonds or fixed- income exchange-traded funds. The vast majority of our clientele need their investments to generate income to help cover living expenses so our portfolios will typically be invested in securities that provide cash flow in the form of dividends or interest.
After filling out a Risk Profile Questionnaire with each client, an Investment Policy Statement is signed by the client and the advisor. The Investment Policy Statement will indicate the guidelines as to how the client will be advised and how the accounts will be managed. Each client has a portfolio geared specifically towards meeting his or her objectives while keeping

in mind his or her risk profile, income needs and overall goals. Having said that, our accounts will typically hold many of the same securities, both on the fixed-income side and the equity component too. We seek to provide adequate diversification of holdings within exchange-traded funds and individual securities. At times the portfolios may hold significant cash holdings or be fully invested depending on our outlook for various asset classes. This is made clear in the Investment Policy Statement that is signed by clients. In addition, clients may specify a preference for holding a particular type of security---dividend stocks, high-yielding stocks or individual bonds vs. exchange-traded funds---or a combination of all. In this way, all portfolios are not managed exactly the same and are tailored to the individual needs of each client.
Clients can choose to have a non-discretionary relationship or a discretionary relationship. In addition, clients can specify, if they so choose, to avoid certain types of stocks or securities. This should be spelled out and included in the Investment Policy Statement at the outset and it is the client's responsibility to notify us of any restrictions.
We do not provide portfolio management services to a wrap fee program.
Assets under management As of December 31, 2023, we manage assets of $359.8 million on a discretionary basis and $3.8 million on a non-discretionary basis.

STUART CHAUSS�E & ASSOCIATES, INC.

STUART CHAUSS�E & ASSOCIATES, INC.

CHAUSSEE, STUART DUBES

STUART DUBES CHAUSSEE

STUART CHAUSSÉE & ASSOCIATES, INC.

STUART CHAUSSEE & ASSOCIATES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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STUART CHAUSS�E & ASSOCIATES, INC. STUART CHAUSS�E & ASSOCIATES, INC. CHAUSSEE, STUART DUBES STUART DUBES CHAUSSEE STUART CHAUSSÉE & ASSOCIATES, INC. STUART CHAUSSEE & ASSOCIATES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

STUART CHAUSS�E & ASSOCIATES, INC.

STUART CHAUSS�E & ASSOCIATES, INC.

CHAUSSEE, STUART DUBES

STUART DUBES CHAUSSEE

STUART CHAUSSÉE & ASSOCIATES, INC.

STUART CHAUSSEE & ASSOCIATES