Adviser Profile

As of Date 10/22/2025
Registration status Terminated
ADV Location ST. PAUL, MN, United States
Contact Info 651 xxxxxxx
Websites
AUM* 1,094,927,269 15%
of that, discretionary 1,085,696,715 15%
Number of Employees 21 5%
of those in investment advisory functions 15 7%
Private Fund GAV* 0
Avg Account Size 2,369,972 9%
% High Net Worth 64.52% -3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 931M 775M 620M 465M 310M 155M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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