Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 09/01/2017
Other registrations (4)
ADV Location WATERLOO, IA, United States
Contact Info 319 xxxxxxx
Websites
AUM* 431,742,786 47%
of that, discretionary 431,742,786 47%
Number of Employees 12 -8%
of those in investment advisory functions 10 -9%
Private Fund GAV* 0
Avg Account Size 202,696 8%
% High Net Worth 12.42% 21%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

432M 370M 308M 247M 185M 123M 62M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary