Legacy Wealth Planning, LLC (“LWP”) is an investment advisory firm located in Reno, Nevada. The firm has been providing investment advice since 2017 and its owners are Phillip S. Mahoney, Mark Levy, Martin M. McClellan, and Christopher Vargas. Legacy Wealth Planning, LLC (“Legacy Wealth Planning”) provides personalized investment management services including financial planning and investment management. We typically work with high net worth individuals, individuals, business, charities, non-profits, 403(b)s, retirement plans, and trusts. As an Investment Advisor, we are a fiduciary to our clients, meaning we have a duty and obligation to make decisions and recommendations in our client’s best interest. Financial Planning Financial planning is the process by which the client’s current circumstances (which include assets as well as liabilities, insurance, tax, retirement, education and other perspectives) are viewed against the client’s goals, and a plan is developed to help the client reach those goals. For us to perform this service, the client will provide all information relevant to their financial position (income, savings, insurance, other investments, age, liabilities, personal obligations, etc.) and ultimate financial goals (retire dates, estate objectives, spending targets, etc.). Information is collected by personal interview, phone conference and/or in writing. Once collected, an investment plan will be created for the purpose of evaluating present status to the likelihood of accomplishing ultimate goals, as well as to monitor client progress through time. Clients who elect to use our services for financial planning will receive a written financial plan. Not every plan will be the same for every client, as circumstances and goals are highly personal. Because a plan is based on client provided information, accurate and complete data is essential, as well as updates regarding material changes in life circumstances. Investment Management LWP offers discretionary asset management services through its Investment Advisor Representatives

(“Advisory Representatives”). If you elect to use LWP’s services for investment management, your Advisory Representative will design a portfolio based on your needs, and will buy and sell securities that match your account’s investment objectives and risk tolerance. Individual Advisory Representative’s methodologies and strategies will vary and further information about your Advisory Representative’s methodology should be contained within his supplemental brochure. Based on your needs and objectives, LWP may recommend the use of an unaffiliated third-party investment manager available through the custodian of your assets. The third-party investment manager will receive an additional fee for its advice. Information about the third-party manager’s fee and services will be provided to you in a separate Form ADV. We will not refer you to a money manager unless the money manager is registered or exempt from registration as an investment advisor in your State of residence. The third party manager's services and the fees involved in these programs are described in the third party money manager’s Form ADV Part 2. Tailored Advice Each investment manager designs a custom portfolio to meet the individual investment needs of clients based on a documented personal interview with the client. The individual investment needs of clients are documented on a questionnaire designed to assist in assessing the risk tolerance and investment objectives appropriate for the client’s assets. You may impose or request reasonable restrictions on an account, such as instructing LWP to maintain a minimum level of cash in an account, or instructing LWP not to buy or sell certain securities or security types in an account. LWP reserves the right to decline or to terminate management of an account if we feel the client imposed restrictions would limit or prevent us from meeting or maintaining the client’s investment strategy. Wrap Fee Program We do not participate in wrap fee programs. Assets under Management LWP has $343,116,393 of discretionary assets under management as of December 31, 2022.