Adviser Profile

As of Date 03/13/2026
Registration SEC, Approved, 03/13/2007
ADV Location UTICA, NY, United States
Contact Info 315 xxxxxxx
AUM* 54,519,400 15%
of that, discretionary 54,160,000 15%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 1,069,008 20%
% High Net Worth 39.22% 73%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

56M 48M 40M 32M 24M 16M 8M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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