Adviser Profile

As of Date 05/12/2026
Registration SEC, Approved, 10/25/2017
ADV Location CHARLOTTE, NC, United States
Contact Info 704 xxxxxxx
Websites
AUM* 612,923,272 27%
of that, discretionary 612,923,272 27%
Number of Employees 3
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 838,472 19%
% High Net Worth 59.17% 0%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

613M 525M 438M 350M 263M 175M 88M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker746729300 Stock NamePUTNAM ETF TRUST $ Position$44,062,229 % Position42.00% $ Change1.00% # Change-1.00%
Stck Ticker41151J406 Stock NameHARBOR ETF TRUST $ Position$38,079,078 % Position36.00% $ Change-9.00% # Change2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$9,731,627 % Position9.00% $ Change-17.00% # Change-11.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$703,466 % Position1.00% $ Change-5.00% # Change0.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$876,357 % Position1.00% $ Change-5.00% # Change3.00%
Stck Ticker194162103 Stock NameCOLGATE PALMOLIVE CO $ Position$852,300 % Position1.00% $ Change8.00% # Change0.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$847,689 % Position1.00% $ Change-27.00% # Change-4.00%
Stck Ticker654106103 Stock NameNIKE INC $ Position$639,069 % Position1.00% $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$540,466 % Position1.00% $ Change-6.00% # Change0.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$1,054,098 % Position1.00% $ Change # Change

Brochure Summary