Adviser Profile

AUM* 872,523,855 25%
of that, discretionary 872,523,855 29%
Number of Employees 17 13%
of those in investment advisory functions 11 22%
Private Fund GAV* 0
Avg Account Size 435,391 29%
% High Net Worth 33.33% 5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

873M 748M 623M 499M 374M 249M 125M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$50,236,282 % Position8.00% $ Change-6.00% # Change0.00%
Stck Ticker46137V464 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$46,788,327 % Position7.00% $ Change5.00% # Change0.00%
Stck Ticker81369Y506 Stock NameSELECT SECTOR SPDR TR $ Position$43,465,025 % Position7.00% $ Change37.00% # Change0.00%
Stck Ticker33738R506 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$45,300,096 % Position7.00% $ Change-2.00% # Change0.00%
Stck Ticker78464A631 Stock NameSPDR SERIES TRUST $ Position$39,988,389 % Position6.00% $ Change3.00% # Change-2.00%
Stck Ticker46138E875 Stock NameINVESCO EXCH TRADED FD TR II $ Position$41,828,752 % Position6.00% $ Change # Change
Stck Ticker81369Y852 Stock NameSELECT SECTOR SPDR TR $ Position$33,436,152 % Position5.00% $ Change-5.00% # Change1.00%
Stck Ticker46137V324 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$36,279,466 % Position5.00% $ Change1.00% # Change0.00%
Stck Ticker81369Y605 Stock NameSELECT SECTOR SPDR TR $ Position$33,060,235 % Position5.00% $ Change-9.00% # Change1.00%
Stck Ticker33739E108 Stock NameFIRST TR EXCH TRADED FD III $ Position$26,411,149 % Position4.00% $ Change-1.00% # Change1.00%

Brochure Summary