9AT: GAME PLAN FINANCIAL ADVISORS, LLC

Adviser Profile

As of Date	03/18/2026
Registration	SEC, Approved, 01/31/2018
Other registrations (2)	Ohio, Terminated, 03/27/2018 Illinois, Terminated, 01/26/2012
ADV Location	WESTLAKE, OH, OH, United States
Contact Info	440 xxxxxxx
Websites

AUM^*	254,691,882 36%
of that, discretionary	254,691,882 36%
Number of Employees	5 25%
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	494,547 25%
% High Net Worth	24.88% 14%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GENESEE CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM420.3m	#Funds-
Adviser M FINANCIAL ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser CEDAR VALLEY WEALTH ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM172.5m	#Funds-
Adviser COSNER FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM369.8m	#Funds-
Adviser STRATEGIC ADVISORY SERVICES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM201.2m	#Funds-
Adviser MADDEN ADVISORY SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM291.7m	#Funds-
Adviser FINER WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM305.8m	#Funds-
Adviser LONGVIEW ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM339.5m	#Funds-
Adviser BAXTER INVESTMENT MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser STAGE WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM103.5m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker02079K107	Stock NameALPHABET INC CLASS CLASS C	$ Position$14,869,328	% Position7.00%	$ Change-12.00%	# Change-4.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$12,960,657	% Position6.00%	$ Change-6.00%	# Change0.00%
Stck Ticker67066G104	Stock NameNVIDIA CORP	$ Position$13,064,231	% Position6.00%	$ Change-4.00%	# Change2.00%
Stck Ticker808515605	Stock NameSCHWAB PRIME ADVANTAGE MONEY INVESTOR	$ Position$12,303,991	% Position6.00%	$ Change16.00%	# Change16.00%
Stck Ticker023135106	Stock NameAMAZON.COM INC	$ Position$9,459,832	% Position4.00%	$ Change-10.00%	# Change-1.00%
Stck TickerG29183103	Stock NameEATON CORP PLC F	$ Position$7,996,428	% Position4.00%	$ Change27.00%	# Change13.00%
Stck Ticker084670702	Stock NameBERKSHIRE HATHAWAY CLASS B	$ Position$8,167,006	% Position4.00%	$ Change8.00%	# Change13.00%
Stck Ticker38141G104	Stock NameGOLDMAN SACHS GROUP INC	$ Position$6,502,096	% Position3.00%	$ Change-1.00%	# Change3.00%
Stck Ticker808524300	Stock NameSCHWAB U.S. LARGE-CAP GROWTH ETF	$ Position$7,185,282	% Position3.00%	$ Change124.00%	# Change107.00%
Stck Ticker808524409	Stock NameSCHWAB U.S. LARGE-CAP VALUE ETF	$ Position$6,114,366	% Position3.00%	$ Change-27.00%	# Change-22.00%

Brochure Summary

Overview

Our firm provides individuals and other types of clients with a wide array of investment advisory services. Our firm is a limited liability company formed under the laws of the State of Ohio and has been in business as an investment adviser since 2008. Our firm is owned by Michael Norehad and Theodore Beckman. The purpose of this Brochure is to disclose the conflicts of interest associated with the investment transactions, compensation and any other matters related to investment decisions made by our firm or its representatives. As a fiduciary, it is our duty to always act in the client’s best interest. This is accomplished in part by knowing our client. Our firm has established a service-oriented advisory practice with open lines of communication for many different types of clients to help meet their financial goals while remaining sensitive to risk tolerance and time horizons. Working with clients to understand their investment objectives while educating them about our process facilitates the kind of working relationship we value. Types of Advisory Services Offered Asset Management: As part of our Asset Management service, a portfolio is created, consisting of individual stocks, bonds, exchange traded funds (“ETFs”), options, mutual funds and other public and private securities or investments. The client’s individual investment strategy is tailored to their specific needs

and may include some or all the previously mentioned securities. Portfolios will be designed to meet a particular investment goal, determined to be suitable to the client’s circumstances. Once this has been determined, an Investment Policy Statement (IPS) shall be agreed upon by both client and advisor. Once the appropriate portfolio has been determined, portfolios are continuously and regularly monitored, and if necessary, rebalanced based upon the client’s individual needs, stated goals and objectives. Tailoring of Advisory Services Our firm offers individualized investment advice to our Asset Management clients. Each Asset Management client may place reasonable restrictions on the types of investments to be held in the portfolio. Restrictions on investments in certain securities or types of securities may not be possible due to the level of difficulty this would entail in managing the account. Furthermore, if a client wishes to place restrictions on certain securities or assets classes, a request must be submitted in writing. Participation in Wrap Fee Programs Our firm does not offer or sponsor a wrap fee program. Regulatory Assets Under Management As of December 31, 2022, our firm manages $186,076,472 on a discretionary basis and $0 on a non- discretionary basis for a total of $186,076,472. ADV Part 2A – Firm Brochure Page 5 Game Plan Financial Advisors, LLC

GAME PLAN FINANCIAL ADVISORS, LLC

GAME PLAN FINANCIAL ADVISORS, LLC

BECKMAN, NOREHAD, & BURKE WEALTH MANAGEMENT GROUP

GAME PLAN FINANCIAL ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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GAME PLAN FINANCIAL ADVISORS, LLC GAME PLAN FINANCIAL ADVISORS, LLC BECKMAN, NOREHAD, & BURKE WEALTH MANAGEMENT GROUP GAME PLAN FINANCIAL ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

GAME PLAN FINANCIAL ADVISORS, LLC

GAME PLAN FINANCIAL ADVISORS, LLC

BECKMAN, NOREHAD, & BURKE WEALTH MANAGEMENT GROUP

GAME PLAN FINANCIAL ADVISORS