9AT: MW INVESTMENT STRATEGY

Adviser Profile

As of Date	03/19/2026
Registration	SEC, Approved, 03/20/2018
Other registrations (1)	California, Terminated, 04/22/2018
ADV Location	EL DORADO HILLS, CA, United States
Contact Info	(91 xxxxxxx
Websites

AUM^*	42,798,325 -2%
of that, discretionary	42,798,325 -2%
Number of Employees	6
of those in investment advisory functions	6
Private Fund GAV^*	0
Avg Account Size	951,074 18%
% High Net Worth	96.55% -1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Related adviser

Client Types

- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BENNINGFIELD FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM284.3m	#Funds-
Adviser SKY INVESTMENT GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM931.0m	#Funds-
Adviser BIRINYI ASSOCIATES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM471.7m	#Funds-
Adviser MITTELMAN WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM204.6m	#Funds-
Adviser CLARK & STUART INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM195.6m	#Funds-
Adviser THOMAS WRIGHT ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM341.3m	#Funds-
Adviser TEMPLETON FINANCIAL SERVICES INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM441.8m	#Funds-
Adviser BLUE HERON INFRASTRUCTURE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM43.7m	#Funds-
Adviser PERENNIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM761.9m	#Funds-
Adviser LCR WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.1m	Other Fund-	Total Private Fund GAV2.2m	AUM151.8m	#Funds1

Brochure Summary

Overview

Who we are MW Investment Strategy (referred to as “we,” “our,” “us,” or “MWI”), has been registered as an investment advisor since April 1997. In March 2018, we became registered with the Securities and Exchange Commission. Who We Are: Our sole shareholder is Van Hulzen Asset Management, LLC (“VAM”), an investment adviser managed by Craig Dennis Van Hulzen (CRD Number 2468474) its Executive Chairman, Chief Investment Officer, and Founder. Mr. Van Hulzen is also the majority owner of the equity in VAM. Bradley Robert Nicholson (CRD Number 4846561) is President of VAM. Mssrs. Van Hulzen and Nicholson are responsible for all investment decisions and the day-to-day management of the firm. Services we offer MWI is an independent, Investment Advisor and Financial Planning firm, offering a full range of financial planning and investment advisory services. We manage investment and retirement accounts for individuals, family partnerships, trusts, and closely-held businesses. In providing Financial Planning services, MWI works with each client first to identify and then to achieve their long-term financial goals. These goals can be retirement, education funding, a home purchase, and leaving a bequest, among many others. We quantify how a client’s goals can be achieved through a combination of realistic savings, investment, and spending targets. Risk management

is critical to the success of a financial plan, and we work as needed with a client’s insurance, tax and legal professionals to ensure that appropriate planning and policies are in place in each of these areas. In managing a client’s assets, MWI is directed by the written investment policy statement that is submitted to each client for their review and approval. Based on their particular financial situation and needs, this investment policy outlines the core asset allocation and risk exposure to be employed, as well as savings and spending goals to be met in support of the client's goals. MWI assumes discretionary investment authority over those accounts that we manage for our clients. Accounts are invested following one of four broadly diversified portfolio models that we have developed and manage. Each model is designed to meet a different investor time horizon and risk tolerance, and each is comprised of low cost, no-load mutual funds and exchange traded securities. Clients in the highest income tax brackets often request that their portfolio be comprised predominantly of index and/or exchange-traded funds in order to minimize tax liabilities. We do not provide portfolio management services to a wrap fee program. Assets under management As of December 31, 2023, we manage assets of $43,521,683 on a discretionary and $0 on a non- discretionary basis.

MW INVESTMENT STRATEGY

MW INVESTMENT STRATEGY

MW INVESTMENT STRATEGY GROUP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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MW INVESTMENT STRATEGY MW INVESTMENT STRATEGY MW INVESTMENT STRATEGY GROUP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

MW INVESTMENT STRATEGY

MW INVESTMENT STRATEGY

MW INVESTMENT STRATEGY GROUP