9AT: MITTELMAN WEALTH MANAGEMENT

Adviser Profile

As of Date	03/28/2026
Registration	SEC, Approved, 03/24/2021
Contact Info	617 xxxxxxx
Websites

AUM^*	204,612,176 5%
of that, discretionary	204,612,176 5%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	2,200,131 -71%
% High Net Worth	91.67% -5%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CLARK & STUART INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM195.6m	#Funds-
Adviser SKY INVESTMENT GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM931.0m	#Funds-
Adviser MW INVESTMENT STRATEGY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM42.8m	#Funds-
Adviser BLUE HERON INFRASTRUCTURE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM43.7m	#Funds-
Adviser BENNINGFIELD FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM284.3m	#Funds-
Adviser BIRINYI ASSOCIATES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM471.7m	#Funds-
Adviser PROATHLETE WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM402.2m	#Funds-
Adviser THOMAS WRIGHT ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM341.3m	#Funds-
Adviser LCR WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.1m	Other Fund-	Total Private Fund GAV2.2m	AUM151.8m	#Funds1
Adviser SAGE MOUNTAIN ADVISORS, LLC	Hedge Fund24.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund6.4m	Other Fund-	Total Private Fund GAV37.4m	AUM4.3b	#Funds3

Brochure Summary

Overview

Description of Firm Mittelman Wealth Management LLC d/b/a Mittelman Wealth Management is a registered investment adviser based in Andover, MA. We are organized as a limited liability company ("LLC") under the laws of the State of Massachusetts. We are owned by S. Joel Mittelman, CFA ®, CFP®. The following paragraphs describe our services and fees. Refer to the description of each investment advisory service listed below for information on how we tailor our advisory services to your individual needs. As used in this brochure, the words "we," "our," and "us" refer to Mittelman Wealth Management and the words "you," "your," and "client" refer to you as either a client or prospective client of our firm. Investment Management and Wealth Planning Services Investment Management Services We offer discretionary investment management services. Our investment programs are customized for each client based on their respective needs, objectives, and preferences. Our approach is predicated on clients granting the firm discretionary authority to manage their account. Discretionary authorization will allow us to determine the appropriate asset allocation, as well as specific securities and amounts to be purchased or sold without client approval prior to each transaction. Discretionary authority is typically granted by the investment advisory agreement the client signs with our firm and the appropriate trading authorization forms.

The client may limit our discretionary authority (e.g., types of securities that can be purchased or sold) by providing us with restrictions in writing. Wealth Planning Services We offer a variety of highly tailored wealth planning consulting services. The scope of these services will vary based on client need and are provided at no additional cost. Areas of expertise include: financial planning, tax strategy, retirement planning, trust and estate advisory, nonprofit advisory, and philanthropic advisory. Wrap Fee Programs We do not participate in any wrap fee program. Types of Investments We offer advice on equity securities, corporate debt securities, municipal securities, mutual fund shares, United States government securities, money market funds, ETFs, and private placements. Additionally, we may advise you on various types of investments based on your stated goals and objectives. We may also provide advice on any type of investment held in your portfolio at the inception of our advisory relationship. Since our investment strategies and advice are based on each client’s specific financial situation, the investment advice we provide to you may be different or conflicting with the advice we give to other clients regarding the same security or investment. Assets Under Management As of December 31, 2023, we provide continuous management services for $194,609,214 in client assets on a discretionary basis.

MITTELMAN WEALTH MANAGEMENT

MITTELMAN WEALTH MANAGEMENT

MITTELMAN WEALTH MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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MITTELMAN WEALTH MANAGEMENT MITTELMAN WEALTH MANAGEMENT MITTELMAN WEALTH MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

MITTELMAN WEALTH MANAGEMENT

MITTELMAN WEALTH MANAGEMENT

MITTELMAN WEALTH MANAGEMENT LLC