| As of Date | 02/01/2024 |
| Registration status | Terminated |
| ADV Location | SANTA ROSA, CA, United States |
| Contact Info | 707 xxxxxxx |
| Websites |
| AUM* | 553,105,885 22% |
| of that, discretionary | 552,084,416 23% |
| Number of Employees | 6 |
| of those in investment advisory functions | 4 |
| Private Fund GAV* | 0 |
| Avg Account Size | 524,271 -56% |
| % High Net Worth | 52.71% 5% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser NORTHWEST FINANCIAL SERVICES INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM634.9m | #Funds- | |
| Adviser EXCHANGE CAPITAL MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM832.8m | #Funds- | |
| Adviser LEGACY WEALTH | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM546.0m | #Funds- | |
| Adviser TIMBERCHASE FINANCIAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM280.2m | #Funds- | |
| Adviser DISCIPLINED EQUITY MANAGEMENT, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM521.0m | #Funds- | |
| Adviser ALPHA CAPITAL MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM871.4m | #Funds- | |
| Adviser THE WELCH GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM3.7b | #Funds- | |
| Adviser SAFE HARBOR ASSET MANAGEMENT, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM26.8m | #Funds- | |
| Adviser DELTA ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.5b | #Funds- | |
| Adviser GREAT NORTHERN ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM222.3m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker78462F103 | Stock NameSPDR S&P 500 ETF TR | $ Position$39,506,286 | % Position10.00% | $ Change13.00% | # Change2.00% |
| Stck Ticker92206C102 | Stock NameVANGUARD SCOTTSDALE FDS | $ Position$28,260,127 | % Position7.00% | $ Change-5.00% | # Change-6.00% |
| Stck Ticker78464A649 | Stock NameSPDR SER TR | $ Position$29,084,478 | % Position7.00% | $ Change | # Change |
| Stck Ticker464288653 | Stock NameISHARES TR | $ Position$22,935,422 | % Position6.00% | $ Change | # Change |
| Stck Ticker808524862 | Stock NameSCHWAB STRATEGIC TR | $ Position$19,187,863 | % Position5.00% | $ Change-36.00% | # Change-37.00% |
| Stck Ticker46090E103 | Stock NameINVESCO QQQ TR | $ Position$21,025,170 | % Position5.00% | $ Change16.00% | # Change2.00% |
| Stck Ticker808524805 | Stock NameSCHWAB STRATEGIC TR | $ Position$18,194,610 | % Position4.00% | $ Change12.00% | # Change3.00% |
| Stck Ticker97717W307 | Stock NameWISDOMTREE TR | $ Position$16,913,614 | % Position4.00% | $ Change10.00% | # Change2.00% |
| Stck Ticker922908736 | Stock NameVANGUARD INDEX FDS | $ Position$14,427,630 | % Position4.00% | $ Change16.00% | # Change2.00% |
| Stck Ticker464287655 | Stock NameISHARES TR | $ Position$10,847,294 | % Position3.00% | $ Change16.00% | # Change2.00% |