| As of Date | 05/12/2026 |
| Registration | SEC, Approved, 11/21/2001 |
| ADV Location | MEMPHIS, TN, United States |
| Contact Info | 901 xxxxxxx |
| Websites |
| AUM* | 1,528,043,700 11% |
| of that, discretionary | 1,528,043,700 11% |
| Number of Employees | 10 11% |
| of those in investment advisory functions | 6 |
| Private Fund GAV* | 0 |
| Avg Account Size | 1,352,251 14% |
| % High Net Worth | 43.17% -8% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Educational seminars/workshops
- A percentage of assets under your management
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser ALPHA CAPITAL MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM871.4m | #Funds- | |
| Adviser LEGACY WEALTH | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM546.0m | #Funds- | |
| Adviser CARLSON CAPITAL MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM3.8b | #Funds- | |
| Adviser SOUND VIEW WEALTH ADVISORS GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.3b | #Funds- | |
| Adviser VESTOR CAPITAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.3b | #Funds- | |
| Adviser THE MARSHALL FINANCIAL GROUP, INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM866.4m | #Funds- | |
| Adviser CASTLE COAST WEALTH, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM423.7m | #Funds- | |
| Adviser NORTHWEST FINANCIAL SERVICES INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM634.9m | #Funds- | |
| Adviser OPEN WINDOW FINANCIAL SOLUTIONS, LTD. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM284.4m | #Funds- | |
| Adviser FINANCIAL PARTNERS GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM638.6m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$153,863,351 | % Position14.00% | $ Change-24.00% | # Change0.00% |
| Stck Ticker38141G104 | Stock NameGOLDMAN SACHS GROUP INC | $ Position$64,552,421 | % Position6.00% | $ Change-6.00% | # Change-2.00% |
| Stck Ticker78409V104 | Stock NameS&P GLOBAL INC | $ Position$53,663,446 | % Position5.00% | $ Change-17.00% | # Change2.00% |
| Stck Ticker931142103 | Stock NameWALMART INC | $ Position$59,975,981 | % Position5.00% | $ Change9.00% | # Change-2.00% |
| Stck Ticker548661107 | Stock NameLOWES COS INC | $ Position$53,486,467 | % Position5.00% | $ Change-4.00% | # Change-2.00% |
| Stck Ticker149123101 | Stock NameCATERPILLAR INC | $ Position$38,585,565 | % Position4.00% | $ Change21.00% | # Change-2.00% |
| Stck TickerG29183103 | Stock NameEATON CORP PLC | $ Position$48,921,745 | % Position4.00% | $ Change10.00% | # Change-2.00% |
| Stck Ticker438516106 | Stock NameHONEYWELL INTL INC | $ Position$45,259,117 | % Position4.00% | $ Change14.00% | # Change-2.00% |
| Stck Ticker742718109 | Stock NamePROCTER & GAMBLE CO | $ Position$33,399,180 | % Position3.00% | $ Change0.00% | # Change-1.00% |
| Stck Ticker871829107 | Stock NameSYSCO CORP | $ Position$27,431,349 | % Position3.00% | $ Change-5.00% | # Change-2.00% |