Adviser Profile

As of Date 05/12/2026
Registration SEC, Approved, 11/21/2001
ADV Location MEMPHIS, TN, United States
Contact Info 901 xxxxxxx
Websites
AUM* 1,528,043,700 11%
of that, discretionary 1,528,043,700 11%
Number of Employees 10 11%
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 1,352,251 14%
% High Net Worth 43.17% -8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 1B 1B 873M 655M 437M 218M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$153,863,351 % Position14.00% $ Change-24.00% # Change0.00%
Stck Ticker38141G104 Stock NameGOLDMAN SACHS GROUP INC $ Position$64,552,421 % Position6.00% $ Change-6.00% # Change-2.00%
Stck Ticker78409V104 Stock NameS&P GLOBAL INC $ Position$53,663,446 % Position5.00% $ Change-17.00% # Change2.00%
Stck Ticker931142103 Stock NameWALMART INC $ Position$59,975,981 % Position5.00% $ Change9.00% # Change-2.00%
Stck Ticker548661107 Stock NameLOWES COS INC $ Position$53,486,467 % Position5.00% $ Change-4.00% # Change-2.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$38,585,565 % Position4.00% $ Change21.00% # Change-2.00%
Stck TickerG29183103 Stock NameEATON CORP PLC $ Position$48,921,745 % Position4.00% $ Change10.00% # Change-2.00%
Stck Ticker438516106 Stock NameHONEYWELL INTL INC $ Position$45,259,117 % Position4.00% $ Change14.00% # Change-2.00%
Stck Ticker742718109 Stock NamePROCTER & GAMBLE CO $ Position$33,399,180 % Position3.00% $ Change0.00% # Change-1.00%
Stck Ticker871829107 Stock NameSYSCO CORP $ Position$27,431,349 % Position3.00% $ Change-5.00% # Change-2.00%

Brochure Summary