Item 5 Additional Compensation ...........................................................................................................31 Item 6 Supervision ......................................................................................................................................31 Firm Description Secura Financial, LLC, (“Advisor”) was founded in 1997. The ownership of the business is as follows: Harry M. Barth 40%; Richard W. Jackman 30%; Jason Stone 25%; and Casey Hatcher 5%. Advisor provides fee based personalized financial planning and confidential portfolio management to individuals, pension and profit sharing plans, banks or thrift institutions, trusts, estates, and charitable organizations and other business entities. Advice is provided through consultation with the client and may include: determination of financial objectives, identification of financial problems, cash flow management, tax planning, insurance review, investment management, education funding, retirement planning, and estate planning. While Advisor does not sell annuities, insurance, stocks, bonds, mutual funds, limited partnerships, or other commissioned products, Investment Advisor Representatives associated with Advisor may be affiliated with entities that sell insurance and securities products. Advisor does not act as a custodian of client assets. An evaluation of each client's initial situation is provided to the client, often in the form of a net worth statement or risk analysis. Periodic reviews are also communicated to provide reminders of the specific courses of action that need to be taken. More frequent reviews occur but are not necessarily communicated to the client unless immediate changes are recommended. Other professionals (e.g., lawyers, accountants, insurance agents, etc.) are engaged directly by the client on an as-needed basis. Under CCR Section 260.238(k), Advisor, its representatives or any of its employees will disclose to the clients all material conflicts of interest. Types of Advisory Services Advisor provides investment supervisory services, also known as asset management services and furnishes investment advice through consultations. Approximately 50% of the advice provided does not involve securities and is related to financial planning. Advisor may provide financial advice and recommend use of alternative investments, such as managed futures, structured notes, hedge funds and etc. which are organized as a partnership or LLC interest. ASSET MANAGEMENT Advisor offers discretionary direct asset management services to advisory clients. Advisor will offer clients ongoing portfolio management services through determining individual investment goals, time horizons, objectives, and risk tolerance. Investment strategies, investment selection, asset allocation, portfolio monitoring and the overall investment program will be based on the above factors. The client will authorize Advisor discretionary authority to execute selected investment program transactions as stated within the Investment Advisory Agreement through a limited power of attorney

or trading authorization. FINANCIAL PLANNING General financial planning inclusive of all disciplines (Review Cash Flow; Capital Needs Planning; Long Term Care Planning; Review Disability Needs; Retirement Planning; Review Education Cost; Estate Planning) required to produce comprehensive financial plan. The fee for the financial plan, general financial advice and/or research regarding a specific product or other financial matter not related to preparation of a written financial plan is due and payable upon signing of the Financial Planning and Investment Advisory Services Agreement. Under California Code of Regulations, 10 CCR Section 260.235.2 requires that the conflict of interest which exists between the interests of the investment advisor and the interests of the client when offering financial planning services is disclosed. The client is under no obligation to act upon the investment advisor’s recommendation. If the client elects to act on any of the recommendations, the client is under no obligation to effect the transaction through Advisor. REFERRAL ARRANGEMENTS Advisor uses the services of third party money managers to manage client accounts. In such circumstances, Advisor receives referral fees from the third party money manager. Advisor acts as the liaison between the client and the third party money manager in return for an ongoing portion of the advisory fees charged by the third party money manager. Advisor helps the client complete the necessary paperwork of the third party money manager, provides ongoing services to the client, will provide the third party money manager with any changes in client status as provided to Advisor by the client and review the quarterly statements provided by the third party money manager. Advisor will deliver the Form ADV Part 2, Privacy Notice and Referral Disclosure Statement of the third party money manager. Clients placed with third party money managers will be billed in accordance with the third party money manager’s fee schedule which will be disclosed to the client prior to signing an agreement. This is detailed in Item 10 of this brochure. Client Tailored Services and Client Imposed Restrictions The goals and objectives for each client are documented in our client files. Investment strategies are created that reflect the stated goals and objectives. Clients may impose restrictions on investing in certain securities or types of securities. Agreements may not be assigned without written client consent. Wrap Fee Programs Advisor is the sponsor of the Private Wealth Management II Program (“PWM”). Advisor has prepared a Wrap Fee Program Brochure (Form ADV Part 2A Appendix 1) which will be given to all clients placed in PWM. Advisor may utilize the Wrap Fee Programs sponsored by unaffiliated investment advisory firms whereas Advisor may acts as a co-advisor. More details will be described in the Sponsor’s Appendix 1 which will be provided to the clients if the client is placed in a wrap fee program. Client Assets under Management Advisor has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $230,449,000 $0 December 31, 2023