9AT: PATRICK MAURO INVESTMENT ADVISOR, INC.

Adviser Profile

As of Date	03/12/2026
Registration	SEC, Approved, 05/31/2018
Other registrations (1)	Illinois, Terminated, 05/31/2018
Contact Info	(63 xxxxxxx
Websites

AUM^*	212,088,940 8%
of that, discretionary	212,088,940 8%
Number of Employees	4
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	822,050 21%
% High Net Worth	41.13% -3%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FOUNDATION WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM411.9m	#Funds-
Adviser BOSTON ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM103.7m	#Funds-
Adviser GARY L. GREENBERG	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM141.1m	#Funds-
Adviser FINANCIAL COUNCIL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser PARAGON CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM739.8m	#Funds-
Adviser PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM136.2m	#Funds-
Adviser KOVALCIK & GERAGHTY WEALTH PARTNERS LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM299.1m	#Funds-
Adviser MOISAND FITZGERALD TAMAYO, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser PARADIGM CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM173.4m	#Funds-
Adviser TL PRIVATE WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM364.5m	#Funds-

Brochure Summary

Overview

Page 5 A. Patrick Mauro Investment Advisor, Inc. Patrick Mauro Investment Advisor, Inc. (“PMIA” and/or “the firm”) is an Illinois corporation established in 1996. Patrick John Mauro is the manager and sole shareholder of PMIA. B. Advisory Services Offered B.1. Investment Management Services PMIA’s investment management services are predicated on the client's investment objectives, goals, tolerance for risk, and other personal and financial circumstances. PMIA will analyze each client's current investments, investment objectives, goals, age, time horizon, financial circumstances, investment experience, investment restrictions and limitations, and risk tolerance and implement a portfolio consistent with such investment objectives, goals, risk tolerance and related financial circumstances PMIA’s objective is to review the client’s tax, financial, and estate planning objectives and goals in connection with the client’s investment objectives, goals, tolerance for risk, and other personal and financial circumstances and make appropriate recommendations and implementation decisions. PMIA may engage third-party service providers to assist with the tax and estate planning portion of the services provided to clients. In addition, PMIA may utilize third-party software to analyze individual security holdings and separate account managers utilized within the client’s portfolio. For its investment management services, PMIA receives a limited power of attorney to effect securities transactions on behalf of its clients that include securities and strategies

described in Item 8 of this brochure. In addition to providing PMIA with information regarding their personal financial circumstances, investment objectives and tolerance for risk, clients are required to provide the firm with any reasonable investment restrictions that should be imposed on the management of their portfolio, and to promptly notify the firm of any changes in such restrictions or in the client's personal financial circumstances, investment objectives, goals and tolerance for risk. PMIA will remind clients of their obligation to inform the firm of any such changes or any restrictions that should be imposed on the management of the client’s account. PMIA will also contact clients at least annually to determine whether there have been any changes in a client's personal financial circumstances, investment objectives and tolerance for risk. C. Client-Tailored Services and Client-Imposed Restrictions Each client’s account will be managed on the basis of the client’s financial situation and investment objectives and in accordance with any reasonable restrictions imposed by the client on the management of the account—for example, restricting the type or amount of security to be purchased in the portfolio. Page 6 D. Wrap Fee Programs PMIA does not participate in wrap fee programs. (Wrap fee programs offer services for one all- inclusive fee.) E. Client Assets Under Management PMIA manages assets only on a fully discretionary basis. Assets under management as of December 31, 2022 were $174,829,376. Item 5: Fees and Compensation

PATRICK MAURO INVESTMENT ADVISOR, INC.

PATRICK MAURO INVESTMENT ADVISOR, INC.

PATRICK MAURO INVESTMENT ADVISOR, INC., INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

PATRICK MAURO INVESTMENT ADVISOR, INC. PATRICK MAURO INVESTMENT ADVISOR, INC. PATRICK MAURO INVESTMENT ADVISOR, INC., INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

PATRICK MAURO INVESTMENT ADVISOR, INC.

PATRICK MAURO INVESTMENT ADVISOR, INC.

PATRICK MAURO INVESTMENT ADVISOR, INC., INC.