9AT: FINANCIAL COUNCIL, LLC

Adviser Profile

As of Date	05/13/2026
Registration	SEC, Approved, 02/26/1996
ADV Location	TOWSON, MD, United States
Contact Info	410 xxxxxxx
Websites

AUM^*	1,270,749,770 32%
of that, discretionary	1,270,749,770 32%
Number of Employees	21 40%
of those in investment advisory functions	10 43%
Private Fund GAV^*	0
Avg Account Size	811,981 23%
% High Net Worth	52.85% 3%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM136.2m	#Funds-
Adviser GARY L. GREENBERG	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM141.1m	#Funds-
Adviser CITADEL INVESTMENT ADVISORY INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM278.3m	#Funds-
Adviser THE PALMER KNIGHT COMPANY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM285.4m	#Funds-
Adviser PATRICK MAURO INVESTMENT ADVISOR, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM212.1m	#Funds-
Adviser COMPASS WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM682.5m	#Funds-
Adviser SPRAKER WEST WEALTH MANAGEMENT, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM265.3m	#Funds-
Adviser FOUNDATION WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM411.9m	#Funds-
Adviser WEALTHCREST FINANCIAL SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM507.5m	#Funds-
Adviser BOSTON ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM103.7m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker14020X104	Stock NameCAPITAL GROUP GBL GROWTH EQT	$ Position$37,677,689	% Position20.00%	$ Change0.00%	# Change3.00%
Stck Ticker14020G101	Stock NameCAPITAL GROUP GROWTH ETF	$ Position$14,649,641	% Position8.00%	$ Change-7.00%	# Change1.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$10,759,016	% Position6.00%	$ Change-15.00%	# Change-4.00%
Stck Ticker464287671	Stock NameISHARES TR	$ Position$11,026,096	% Position6.00%	$ Change-10.00%	# Change-2.00%
Stck Ticker78464A508	Stock NameSPDR SER TR	$ Position$11,102,158	% Position6.00%	$ Change0.00%	# Change0.00%
Stck Ticker464287663	Stock NameISHARES TR	$ Position$8,424,139	% Position5.00%	$ Change0.00%	# Change0.00%
Stck Ticker464287200	Stock NameISHARES TR	$ Position$4,765,668	% Position3.00%	$ Change-8.00%	# Change-4.00%
Stck Ticker464287507	Stock NameISHARES TR	$ Position$6,242,933	% Position3.00%	$ Change-6.00%	# Change0.00%
Stck Ticker25434V708	Stock NameDIMENSIONAL ETF TRUST	$ Position$5,229,575	% Position3.00%	$ Change2.00%	# Change7.00%
Stck Ticker78464A409	Stock NameSPDR SER TR	$ Position$6,398,497	% Position3.00%	$ Change-8.00%	# Change1.00%

Brochure Summary

Overview

Financial Council was established in July 1995 as Financial Council Asset Management, Inc. ("FCAM”). As of July 1, 2023, FCAM was combined with its financial planner affiliate, Financial Council, Inc. and restructured to Financial Council, LLC ("Financial Council”, “Adviser”, or “the Firm”). Financial Council offers the advisory services described below primarily to individuals, trusts, estates, charitable organizations, and corporations. The firm is owned by William M. Leeb, President, Chief Compliance Officer and Chief Investment Officer, Jodi L. Greenlund, Chief Operating Officer, David R. Travis, Co- Chief Financial Officer, and Jeffrey R. Reynolds, Co-Chief Financial Officer. As of December 31, 2023 Financial Council managed discretionary client assets valued at $959,418,000. Portfolio Management Services Financial Council provides investment advisory services by developing a range of asset allocation models implemented primarily using mutual funds. Multiple asset allocation models are available depending on each client’s goals, risk tolerance and expectations.

Such allocations are designed to support specific groups of clients that fit certain criteria – portfolios are not individually tailored. Clients may not impose restrictions on the allocations. Financial Council assists clients, by evaluating a client’s goals, risk tolerance and other factors, in selecting an appropriate allocation model or models. Specific asset management includes but is not limited to periodic rebalancing (or choosing not to rebalance, if conditions warrant) of the asset allocation models chosen by the client. Rebalancing is at the discretion of Financial Council, and is partially based on, but not limited to, market movement, market environment, client risk tolerance, client risk capacity, asset performance, percent to total deviation from allocation models and manager performance. Other parts of the asset management process include quarterly market commentary and the annual (or more frequent, at the discretion of the applicant) review of the investment and or allocation to fund managers.

FINANCIAL COUNCIL, LLC

FINANCIAL COUNCIL, LLC

FINANCIAL COUNCIL ASSET MANAGEMENT INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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FINANCIAL COUNCIL, LLC FINANCIAL COUNCIL, LLC FINANCIAL COUNCIL ASSET MANAGEMENT INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

FINANCIAL COUNCIL, LLC

FINANCIAL COUNCIL, LLC

FINANCIAL COUNCIL ASSET MANAGEMENT INC