9AT: THAMES CAPITAL MANAGEMENT, LLC

other names

THAMES CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/20/2025
Registration	SEC, Approved, 07/18/2018
Other registrations (1)	SEC, ERA - Withdrawn, 06/20/2018
ADV Location	ROSELAND, NJ, United States
Contact Info	973 xxxxxxx
Websites

AUM^*	455,630,328 97%
of that, discretionary	455,630,328 9%
Private Fund GAV^*	455,630,328
Avg Account Size	151,876,776 9%
SMA’s	No
Private Funds	3

Adviser Type

- Large advisory firm

Number of Employees 7 -13%

of those in investment advisory functions 3

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$455,630,328

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SICART ASSOCIATES, LLC	Hedge Fund18.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV18.8m	AUM380.3m	#Funds1
Adviser COWBIRD CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM355.5m	#Funds-
Adviser RINGS CAPITAL MANAGEMENT LLC	Hedge Fund537.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV537.6m	AUM537.6m	#Funds3
Adviser OLYMPIAD RESEARCH LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM591.6m	#Funds-
Adviser HYPERION CAPITAL ADVISORS LP	Hedge Fund269.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV269.5m	AUM505.9m	#Funds8
Adviser TRI LOCUM PARTNERS LP	Hedge Fund178.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV178.8m	AUM752.9m	#Funds3
Adviser STONY POINT CAPITAL	Hedge Fund78.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV78.4m	AUM1.1b	#Funds3
Adviser SW INVESTMENT MANAGEMENT LLC	Hedge Fund651.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV651.5m	AUM651.5m	#Funds1
Adviser KENT LAKE PR LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM470.8m	#Funds-
Adviser BWCP, LP	Hedge Fund204.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV204.1m	AUM801.6m	#Funds3

Brochure Summary

Overview

TCM is a New Jersey-based investment management firm organized on June 15, 2016 as a Delaware limited liability company. The Firm is 100% owned by Jay Genzer, who serves as portfolio manager and is responsible for all investment-related decisions. TCM invests client assets primarily in publicly-traded global equities, both long and short, across all industries and market capitalization ranges. TCM and its affiliates provide investment advisory services and certain administrative services to the following pooled investment vehicle clients on a discretionary basis (each a “Fund” or “Client and, collectively, the “Funds” or “Clients”): 1. Thames Absolute Return Master Fund, Ltd. (the “Master Fund”); 2. Thames Absolute Return Fund, LP (the “Domestic Feeder Fund”); and 3. Thames Absolute Return Offshore Fund, Ltd. (the “Offshore Feeder Fund”, and collectively with the Domestic Feeder Fund, the “Feeder Funds”). The Feeder Funds invest substantially all of their assets in the Master Fund. Thames Capital GP, LLC (the “General Partner”), a Delaware Limited Liability Company, serves as the general partner of the Master Fund and the Domestic Feeder Fund. Messrs. Jay Genzer, Padraig Hoare, and Scott Dakers serve as Directors (the “Directors”) of the Offshore Feeder Fund. Unless and only to the extent that the context otherwise requires, all references to TCM include the General Partner and the Directors. TCM’s investment objective is to generate long-term capital appreciation based

on security selection and portfolio construction. TCM seeks to achieve these investment objectives primarily by investing in long and short positions in global equity securities across all industries and market capitalization ranges, and may utilize options and futures instruments. TCM’s investment strategy includes both “growth and “value” oriented investments, and TCM may also, from time to time, invest in “special situation” issuers. In providing services to the Funds, TCM (i) manages the Funds’ assets in accordance with the terms of the applicable Fund’s Confidential Private Offering Memorandum or Confidential Explanatory Memorandum and individual limited partnership agreements (the “Offering Documents”); (ii) formulates investment objectives; (iii) directs and manages the investment and reinvestment of the Funds’ assets; and (iv) provides periodic reports to Limited Partners. Investment restrictions for the Funds, if any, are generally established in the applicable Fund’s Offering Documents. TCM does not currently offer investment advisory services to separately managed accounts or other services tailored to the needs of individual Limited Partners, although TCM may provide such investment advisory services in the future. TCM does not participate in wrap free programs. As of December 31, 2023, TCM’s regulatory assets under management were approximately $231,442,255, all of which are managed on a discretionary basis. TCM does not manage assets on a non-discretionary basis.

THAMES CAPITAL MANAGEMENT, LLC

Adviser Profile

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Overview