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Adviser Profile

As of Date 03/19/2024
Adviser Type - Large advisory firm
Number of Employees 5
of those in investment advisory functions 3
Registration SEC, Approved, 10/9/2014
Other registrations (1)
AUM* 428,237,535 3.37%
of that, discretionary 416,792,536 0.61%
Private Fund GAV* 413,304,415 3.01%
Avg Account Size 85,647,507 -17.30%
% High Net Worth 20.00% 100.00%
SMA’s Yes
Private Funds 2
Contact Info 646 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
540M 463M 385M 308M 231M 154M 77M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$413,304,415

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Brochure Summary

Overview

Founded by Eric Banks in 2007, Tolis Advisors, LP (“Tolis”) is a Delaware limited partnership. Tolis is a New York based multi-sector, multi-strategy structured credit asset manager. The firm is managed and wholly owned by three principals: Eric Banks, Spencer Parker, and Salvatore Puliafico. Tolis currently provides investment management services to its funds in a master-feeder structure. The master-feeder structure includes Tolis Investment Strategies Master Fund Ltd (the “Master Fund”) as the “master fund”, and a domestic “feeder fund” and an offshore “feeder fund” (together with the Master Fund, the “Funds”). The feeder funds typically place their investable assets in the Master Fund, and investment activities and investment discretion are generally conducted at the Master Fund level where Tolis acts as investment manager to the Master Fund. Tolis also serves as the investment adviser or sub-adviser with discretionary or non-discretionary trading authority for separately managed accounts and private funds sponsored or managed by unaffiliated managers and unaffiliated investment professionals (“Separate Accounts”). Tolis applies a consistent fundamental value-based, multi-strategy, multi-sector approach to structured credit assets, which generally include residential mortgage-backed securities (“RMBS”), commercial mortgage- backed securities (“CMBS”), asset-backed securities (“ABS”), and collateralized debt obligations
(“CDOs”) (together, “Structured Credit Securities”). Tolis also utilizes other strategies that are complementary to its structured credit strategies. These may include investment in performing and non-performing mortgages, corporate credit loans and securities, and real estate assets and derivative instruments. Tolis endeavors to invest in assets exhibiting risk profiles which couple material upside with capital preservation. The ultimate goal is to deliver attractive risk-adjusted returns. Separate Accounts are subject to investment objectives, guidelines, restrictions, fee arrangements and other terms that are individually negotiated. Separate Account relationships generally involve significant account minimums. Tolis tailors its advisory services to the specific investment objectives and restrictions of each client. Tolis has entered into and may enter into side agreements with specific investors in the Funds providing for different fees, redemption rights, capacity rights, access to information about the Funds or Tolis, or other matters relating to an investment in the Funds. Tolis is generally granted broad investment authority with respect to the management of the Funds, although certain restrictions may be imposed with respect to Separate Accounts. Tolis may pursue different investment strategies for different clients. For more information on Tolis’s investment strategy, please see