| As of Date | 03/31/2026 |
| Registration | SEC, Approved, 09/14/2018 |
| ADV Location | SCOTTSDALE, AZ, United States |
| Contact Info | 480 xxxxxxx |
| Websites |
| AUM* | 473,616,234 42% |
| of that, discretionary | 462,052,938 43% |
| Number of Employees | 11 10% |
| of those in investment advisory functions | 9 |
| Private Fund GAV* | 0 |
| Avg Account Size | 422,118 -2% |
| % High Net Worth | 36.38% -13% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM342.1m | #Funds- | |
| Adviser 17 CAPITAL PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM246.4m | #Funds- | |
| Adviser COUNCILOR WEALTH LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM316.9m | #Funds- | |
| Adviser PLANNING WORKS ADVISORY, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM199.8m | #Funds- | |
| Adviser SS&H FINANCIAL ADVISORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM482.2m | #Funds- | |
| Adviser RIVERVIEW CAPITAL ADVISERS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund30.1m | Total Private Fund GAV30.1m | AUM624.1m | #Funds22 | |
| Adviser PACIFICA WEALTH ADVISORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM176.1m | #Funds- | |
| Adviser PROVIDENT FINANCIAL PLANNING, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM174.2m | #Funds- | |
| Adviser MH & ASSOCIATES SECURITIES MANAGEMENT CORPORATION | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM150.5m | #Funds- | |
| Adviser AIM CAPITAL | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM309.3m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker922908637 | Stock NameVANGUARD INDEX FDS | $ Position$62,460,493 | % Position16.00% | $ Change3.00% | # Change-11.00% |
| Stck Ticker808524102 | Stock NameSCHWAB STRATEGIC TR | $ Position$35,512,081 | % Position9.00% | $ Change12.00% | # Change-3.00% |
| Stck Ticker25434V724 | Stock NameDIMENSIONAL ETF TRUST | $ Position$18,413,142 | % Position5.00% | $ Change4.00% | # Change-8.00% |
| Stck Ticker46137V357 | Stock NameINVESCO EXCHANGE TRADED FD T | $ Position$14,850,880 | % Position4.00% | $ Change76.00% | # Change59.00% |
| Stck Ticker808524797 | Stock NameSCHWAB STRATEGIC TR | $ Position$10,258,759 | % Position3.00% | $ Change-14.00% | # Change-16.00% |
| Stck Ticker464287226 | Stock NameISHARES TR | $ Position$9,898,099 | % Position3.00% | $ Change8.00% | # Change8.00% |
| Stck Ticker25434V609 | Stock NameDIMENSIONAL ETF TRUST | $ Position$9,565,675 | % Position2.00% | $ Change12.00% | # Change0.00% |
| Stck Ticker92206C870 | Stock NameVANGUARD SCOTTSDALE FDS | $ Position$8,949,342 | % Position2.00% | $ Change7.00% | # Change7.00% |
| Stck Ticker922042874 | Stock NameVANGUARD INTL EQUITY INDEX F | $ Position$7,434,454 | % Position2.00% | $ Change5.00% | # Change-3.00% |
| Stck Ticker78464A763 | Stock NameSPDR SERIES TRUST | $ Position$6,813,251 | % Position2.00% | $ Change | # Change |