| As of Date | 11/14/2025 |
| Registration | SEC, Approved, 08/19/1981 |
| ADV Location | CARLSBAD, CA, United States |
| Contact Info | 626 xxxxxxx |
| Websites |
| AUM* | 150,527,167 2% |
| of that, discretionary | 141,168,887 3% |
| Number of Employees | 4 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 990,310 3% |
| % High Net Worth | 61.84% 1% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser PROVIDENT INVESTMENT MANAGEMENT, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.1b | #Funds- | |
| Adviser STRATEGIC ASSET MANAGEMENT GROUP ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM416.5m | #Funds- | |
| Adviser ALLISON INVESTMENT MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM170.4m | #Funds- | |
| Adviser SS&H FINANCIAL ADVISORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM482.2m | #Funds- | |
| Adviser PACIFICA WEALTH ADVISORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM176.1m | #Funds- | |
| Adviser RESEARCH & PORTFOLIO MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM160.8m | #Funds- | |
| Adviser AIM CAPITAL | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM309.3m | #Funds- | |
| Adviser LAKEWOOD ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM248.7m | #Funds- | |
| Adviser PLANNING WORKS ADVISORY, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM199.8m | #Funds- | |
| Adviser TRANQUILITY PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM897.0m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker921078101 | Stock NameVANECK MERK GOLD ETF | $ Position$5,913,759 | % Position5.00% | $ Change7.00% | # Change-1.00% |
| Stck Ticker767204100 | Stock NameRIO TINTO PLC | $ Position$4,297,218 | % Position4.00% | $ Change17.00% | # Change0.00% |
| Stck Ticker20825C104 | Stock NameCONOCOPHILLIPS | $ Position$4,147,176 | % Position4.00% | $ Change33.00% | # Change-6.00% |
| Stck Ticker166764100 | Stock NameCHEVRON CORPORATION | $ Position$4,405,522 | % Position4.00% | $ Change21.00% | # Change-11.00% |
| Stck Ticker406216101 | Stock NameHALLIBURTON CO | $ Position$4,407,274 | % Position4.00% | $ Change31.00% | # Change-5.00% |
| Stck Ticker717081103 | Stock NamePFIZER INC | $ Position$4,415,215 | % Position4.00% | $ Change | # Change |
| Stck Ticker718546104 | Stock NamePHILLIPS 66 | $ Position$4,429,889 | % Position4.00% | $ Change15.00% | # Change-18.00% |
| Stck Ticker697900108 | Stock NamePAN AMERN SILVER CORP | $ Position$3,185,421 | % Position3.00% | $ Change-34.00% | # Change-37.00% |
| Stck TickerG5960L103 | Stock NameMEDTRONIC PLC | $ Position$3,021,833 | % Position3.00% | $ Change-10.00% | # Change0.00% |
| Stck Ticker375558103 | Stock NameGILEAD SCIENCES INC | $ Position$3,660,414 | % Position3.00% | $ Change-20.00% | # Change-30.00% |