9AT: FOLIOBEYOND, LLC

Adviser Profile

As of Date	07/15/2026
Registration	SEC, Approved, 09/10/2018
Contact Info	212 xxxxxxx
Websites

AUM^*	206,570,792 116%
of that, discretionary	206,570,792 116%
Number of Employees	7
of those in investment advisory functions	3 50%
Private Fund GAV^*	0
Avg Account Size	5,164,270 46%
% High Net Worth	3.85% -60%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser WRIGHT INVESTORS SERVICE INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser GREENROCK RESEARCH, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM863.9m	#Funds-
Adviser PHD RETIREMENT CONSULTING	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM506.2m	#Funds-
Adviser MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund54.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund166.7m	Total Private Fund GAV221.2m	AUM525.6m	#Funds5
Adviser PENSION PLANNING SOLUTIONS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM9.1m	#Funds-
Adviser ANCORA ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.6b	#Funds-
Adviser JACKSON AVENUE, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM185.0m	#Funds-
Adviser VALIDEX GLOBAL INVESTING	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM352.9m	#Funds1
Adviser IPEX, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.7b	#Funds-
Adviser INTELLICENTS INVESTMENT SOLUTIONS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM9.9b	#Funds-

Brochure Summary

Overview

FolioBeyond, LLC (“FolioBeyond,” the “firm,” “we” or “us”) manages money for individual investors and corporate and non- corporate entities (Turnkey Asset Management Platforms or “TAMPs,” exchange traded funds (“ETFs”), institutional investors, family offices, businesses, not-for-profits, pension plans, etc.). It provides B-to-C investment management services: (1) by providing automated portfolio allocation advice derived from the firm’s proprietary models; and (2) via direct management/investment advisory arrangements for high net-worth individual and institutional clients, which may utilize customized variations of the firm’s standard models. The firm also provides B-to-B investment management services directly to investors, and indirectly by providing access to the firm’s investment algorithms to other investment advisors who then use our portfolio allocation advice to provide investment management services to their clients. FolioBeyond, LLC is owned by Treesdale Partners, LLC, ISPD, INC., George Lucaci, Robert Harrington, Dean Smith, and other employees and non-employees. The firm maintains a set of model portfolios that invest in a variety of ETFs, each of which provides exposure to specific sectors or market factors we believe have value in

the creation of an optimally diversified portfolio. The proportions of the various ETFs in each model portfolio are determined using our proprietary algorithms. The model portfolios are monitored and adjusted as required, based on market movements and other factors. In order to determine which of these model portfolios is most suitable for a given investor, we make an assessment of each investor’s expressed risk tolerance, investment goals and other criteria. This assessment can be adjusted by the investor, from time to time. The firm also offers an alternative income and interest rate hedge strategy investing in portfolios of MBS Interest Only Strips and Treasury bonds. The strategy is designed to profit from rising interest rates while producing income in a stable rate environment. This strategy was launched as an ETF (ticker: RISR) in October 2021 in partnership with Tidal ETF Services and Toroso Investments. The strategy is available in separately managed accounts. As of December 31, 2023, FolioBeyond had approximately $73,401,000 in assets under management, as defined in Item 5, below. As assets under management change materially, the firm will amend this document accordingly. Additional information may be found in Part 1 of Form ADV.

FOLIOBEYOND, LLC

FOLIOBEYOND, LLC

FOLIOBEYOND LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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FOLIOBEYOND, LLC FOLIOBEYOND, LLC FOLIOBEYOND LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

FOLIOBEYOND, LLC

FOLIOBEYOND, LLC

FOLIOBEYOND LLC