| As of Date | 03/16/2026 |
| Registration | SEC, Approved, 02/23/1996 |
| ADV Location | SHELTON, CT, United States |
| Contact Info | 203 xxxxxxx |
| Websites |
| AUM* | 1,207,927,898 -2% |
| of that, discretionary | 690,158,944 -3% |
| Number of Employees | 22 -8% |
| of those in investment advisory functions | 9 -10% |
| Private Fund GAV* | 0 |
| Avg Account Size | 1,031,535 7% |
| % High Net Worth | 9.00% 35% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser FOLIOBEYOND, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM206.6m | #Funds- | |
| Adviser MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund54.5m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund166.7m | Total Private Fund GAV221.2m | AUM525.6m | #Funds5 | |
| Adviser PHD RETIREMENT CONSULTING | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM506.2m | #Funds- | |
| Adviser ANCORA ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM4.6b | #Funds- | |
| Adviser GREENROCK RESEARCH, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM863.9m | #Funds- | |
| Adviser VALIDEX GLOBAL INVESTING | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM352.9m | #Funds1 | |
| Adviser INTELLICENTS INVESTMENT SOLUTIONS INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM9.9b | #Funds- | |
| Adviser JACKSON AVENUE, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM185.0m | #Funds- | |
| Adviser PENSION PLANNING SOLUTIONS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM9.1m | #Funds- | |
| Adviser IPEX, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.7b | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$15,072,588 | % Position5.00% | $ Change-7.00% | # Change-1.00% |
| Stck Ticker67066G104 | Stock NameNVIDIA CORPORATION | $ Position$15,768,550 | % Position5.00% | $ Change-7.00% | # Change0.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$12,825,650 | % Position4.00% | $ Change-21.00% | # Change4.00% |
| Stck Ticker023135106 | Stock NameAMAZON COM INC | $ Position$9,229,694 | % Position3.00% | $ Change-10.00% | # Change-1.00% |
| Stck Ticker11135F101 | Stock NameBROADCOM INC | $ Position$8,334,486 | % Position3.00% | $ Change-24.00% | # Change-15.00% |
| Stck Ticker149123101 | Stock NameCATERPILLAR INC | $ Position$5,527,405 | % Position2.00% | $ Change20.00% | # Change-3.00% |
| Stck Ticker02079K305 | Stock NameALPHABET INC | $ Position$7,181,524 | % Position2.00% | $ Change-23.00% | # Change-17.00% |
| Stck Ticker02079K107 | Stock NameALPHABET INC | $ Position$4,777,940 | % Position2.00% | $ Change-28.00% | # Change-21.00% |
| Stck Ticker30303M102 | Stock NameMETA PLATFORMS INC | $ Position$7,579,578 | % Position2.00% | $ Change-19.00% | # Change-6.00% |
| Stck Ticker375558103 | Stock NameGILEAD SCIENCES INC | $ Position$4,889,657 | % Position2.00% | $ Change13.00% | # Change-1.00% |