9AT: FINANCIAL INVESTMENT TEAM ("FIT")

Adviser Profile

As of Date	02/26/2026
Registration	SEC, Approved, 10/12/2018
Other registrations (6)	California, Terminated, 11/15/2018 Washington, Terminated, 10/30/2018 Colorado, Terminated, 10/26/2018 Oregon, Terminated, 10/23/2018 Texas, Terminated, 10/23/2018 Louisiana, Terminated, 01/03/2017
ADV Location	PORTLAND, OR, United States
Contact Info	503 xxxxxxx
Websites

AUM^*	209,144,352 31%
of that, discretionary	209,144,352 31%
Number of Employees	5
of those in investment advisory functions	5 25%
Private Fund GAV^*	0
Avg Account Size	240,396 36%
% High Net Worth	7.92% 20%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HOWLAND CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund36.1m	Total Private Fund GAV36.1m	AUM3.7b	#Funds6
Adviser CAPITAL ANALYSTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.8b	#Funds-
Adviser HUGHES WARREN, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM220.5m	#Funds-
Adviser HALLETT ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM157.9m	#Funds-
Adviser HICKS CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM344.7m	#Funds-
Adviser WHITCOMB & HESS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM490.7m	#Funds-
Adviser CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM90.3m	#Funds-
Adviser ARBOR POINT ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.9b	#Funds-
Adviser TRITON WEALTH MANAGEMENT, PLLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM405.1m	#Funds-
Adviser URBAN WEALTH MANAGEMENT OR UWM	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM212.5m	#Funds-

Brochure Summary

Overview

A Financial Investment Team, Inc. (hereinafter “FIT”, “Financial Investment Team”, “we”, “us”, “our”, “firm” or “Advisor”) is an Oregon corporation, registered as an investment advisory firm with the United States Securities and Exchange Commission (the “SEC”). Our principal place of business is located in Portland, Oregon. The firm was founded by Diana LJ Harrison, a Certified Public Accountant, Certified Financial Planner™ practitioner, and Certified Wealth Strategist® and has been in practice as an investment advisor since 2001. B We offer a wide range of investment advisory and financial services to our Clients including portfolio management for individuals and businesses (including institutional clients such as pension and profit sharing plans), tax planning and preparation, and financial planning. We help Clients coordinate and prioritize their financial lives with all aspects of their life goals. Integrating investments across all individual retirement accounts, taxable accounts, and employee retirement accounts is crucial to the process. Client input and involvement are critical parts of the financial planning process and implementation of investment decisions. After Client assets are invested, we help our Clients monitor their investments and provide advice related to ongoing financial and investment needs. We are objective advisors and we always put our Clients’ interests first. Advice and services are tailored to the stated objectives of each Client. Generally, we have the authority to determine, without obtaining specific Client consent, the securities bought or sold, and the amount of securities bought or sold. The only restrictions

on the above discretionary authority are those set by Clients on a case-by-case basis. We also provide financial planning services. Fees for these services vary, as further described in Item 5 of this Brochure. Because we may recommend the purchase or sale of investments of which we may also be paid fees to manage, Clients are advised that a conflict exists between the interests of the Advisor and the interests of the Clients. Clients are under no obligation to act upon the recommendations we make. Further, if the Client elects to act upon any of the recommendations, the Client is under no obligation to effect the transaction through our firm or any of our representatives. We will prepare a written plan which may include one or more of the following:  Estate Planning  Investment Planning  Retirement Planning  Educational Planning  Special Needs Advising If the Client so chooses, we will research and assist in acquisition of insurance and investment products that best serve a Client’s objectives. 2A - 2 Additionally, our firm will provide tax planning and preparation services. Fees for those services vary, as further described in Item 5 of this Brochure. C Our financial planning services involve preparation of a written plan tailored to the needs of each Client. The plan includes gathering all information necessary to provide Clients with appropriate and agreed upon services. D We do not participate in or sponsor any wrap fee programs. E We manage approximately $ 159,341,414.96 of Client assets on a discretionary basis, and $0 on a nondiscretionary basis. These amounts were calculated as of December 31st, 2023.

FINANCIAL INVESTMENT TEAM ("FIT")

FINANCIAL INVESTMENT TEAM ("FIT")

HARRISON & ASSOCIATES WEALTH MANAGEMENT SERVICES, INC.

FINANCIAL INVESTMENT TEAM, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

FINANCIAL INVESTMENT TEAM ("FIT") FINANCIAL INVESTMENT TEAM ("FIT") HARRISON & ASSOCIATES WEALTH MANAGEMENT SERVICES, INC. FINANCIAL INVESTMENT TEAM, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

FINANCIAL INVESTMENT TEAM ("FIT")

FINANCIAL INVESTMENT TEAM ("FIT")

HARRISON & ASSOCIATES WEALTH MANAGEMENT SERVICES, INC.

FINANCIAL INVESTMENT TEAM, INC.