A. Description of the Advisory Firm Chacon Diaz & Di Virgilio Wealth Management (hereinafter “CDDWM”) is structured as an LLC and is headquartered in Gainesville, FL. The firm is entirely owned by its three founding partners, Lisa Chacon, Guillermo Diaz, and James Di Virgilio. The firm was founded in 2009 and its fiscal year ends in December. B. Types of Advisory Services CDDWM offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. CDDWM creates an Investment Policy Statement for each client, which outlines the client’s current situation (goals, objectives, time horizon, income, tax levels, and risk tolerance levels) and then constructs a general plan (the Investment Policy Statement) to aid in the selection of a portfolio that matches each client’s specific situation. CDDWM will request discretionary authority from clients in order to select securities and execute transactions without permission from the client prior to each transaction. Then monitoring of the investments ensues, with ongoing Investment Supervisory Services to include, but not be limited to, the following:
• Investment strategy • Personal investment policy • Asset allocation • Asset selection • Risk tolerance • Regular portfolio monitoring In addition, CDDWM also provides comprehensive financial planning, which may include, but is not limited to: investment planning, retirement planning, estate planning, college planning, tax planning, life insurance analysis, and debt/credit planning. SUBADVISER SERVICES CDDWM may also act as a subadviser to advisers unaffiliated with CDDWM. These third-party advisers would outsource portfolio management services to CDDWM. This relationship will be memorialized in each contract

between CDDWM and the third-party advisor. MANAGEMENT SERVICES FOR HELD-AWAY ASSETS CDDWM will use a third-party platform to facilitate management of held away assets such as defined contribution plan participant accounts, with discretion. The platform allows us to avoid being considered to have custody of Client funds since we do not have direct access to Client log- in credentials to affect trades. We are not affiliated with the platform in any way and receive no compensation from them for using their platform. A link will be provided to the Client allowing them to connect an account(s) to the platform. Once Client account(s) is connected to the platform, Adviser will review the current account allocations. When deemed necessary, Adviser will rebalance the account considering client investment goals and risk tolerance, and any change in allocations will consider current economic and market trends. The goal is to improve account performance over time, minimize loss during difficult markets, and manage internal fees that harm account performance. Client account(s) will be reviewed at least quarterly and allocation changes will be made as deemed necessary. C. Client Tailored Services and Client Imposed Restrictions CDDWM’s advisory services are tailored to meet each client’s specific needs. Since no two clients are exactly alike, individual goals and preferences are taken into consideration. Clients may impose restrictions on investing in certain securities, however both the client and CDDWM must agree on this course of action. D. Wrap Fee Programs Not applicable. E. Amounts Under Management CDDWM has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $ 100,000,000.00 $ 0.00 April 2024