9AT: PGM INC. - Summary

Advisers
PGIM, INC.
pgm inc.
Summary

PGM INC.

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other names

PGM INC.

Adviser Profile

As of Date	08/11/2025
ADV Location	MONTREAL, QUEBEC, Canada
Adviser Type - Outside the United States
Number of Employees	3 -25%
of those in investment advisory functions	1 -50%
Registration	SEC, Approved, 11/15/2018

AUM^*	0
of that, discretionary
Private Fund GAV^*	0
SMA’s	No
Private Funds	0
Contact Info	514 xxxxxxx

Client Types

Advisory Activities

Compensation Arrangments

- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

1 1 1 1

2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Transition management (“TM”) is the process of managing movements of portfolio assets that arise from changes in investment manager, asset allocation, investment style, or large fund flows. This process is used, for example, when replacing an investment manager for performance reasons or rebalancing for asset allocation reasons. Transition management

clients are primarily defined benefit and defined contribution plan sponsors and, to a lesser extent, sovereign wealth funds, endowments, trusts, and high net-worth individual investors. In addition, Financial Intermediaries such as investment management firms, mutual fund and insurance companies use TM providers to facilitate portfolio changes.

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