9AT: SILVER MOUNT CAPITAL LIMITED

SILVER MOUNT CAPITAL LIMITED

other names

SILVER MOUNT CAPITAL LIMITED

Adviser Profile

As of Date	03/02/2024
Registration status	Terminated
ADV Location	LONDON, United Kingdom
Contact Info	44- xxxxxxx
Websites

AUM^*	107,133,228 -38%
of that, discretionary	107,133,228 -38%
Private Fund GAV^*	0
Avg Account Size	21,426,646 -38%
SMA’s	No
Private Funds	0 1

Adviser Type

- Large advisory firm
- Outside the United States

Number of Employees 4 -20%

of those in investment advisory functions 3 -25%

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

229M 197M 164M 131M 98M 66M 33M

2018 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

Silver Mount Capital Limited (“Silver Mount” or the “Firm”), located in London, United Kingdom, commenced operations in July 2016 and is solely owned by Siddharth Kapoor. The Firm is regulated by the Financial Conduct Authority of the United Kingdom and is registered with the U.S. Securities and Exchange Commission (“SEC”) as an investment adviser. Advisory Services Silver Mount provides investment advisory services on a discretionary basis to a pooled investment vehicle (the “Fund”). In addition the Firm advises a separately managed account client with four sub‐accounts (each treated as an “SMA” and together, the “SMAs”). The SMAs invest primarily in accordance with the same strategy as the Fund and together with the Fund are herein referred to as the Firm’s clients (the “Clients”). While the Silver Mount Fund is organized as a multiple sub‐fund investment company, Silver Mount Fund – The Consumer Health Fund is currently the only sub‐fund. The Silver Mount Fund

is administered by and under the final responsibility of its General Partner, Silver Mount Fund GP S.à r.l., a Luxembourg private limited liability company (the “General Partner”). Please see more detail on the Fund’s structure in Item 10. The Firm seeks to provide the Clients with long‐term capital appreciation, primarily by focusing on listed securities of issuers in the consumer health, consumer and healthcare universe. The investment objective and strategy for the Fund is fully described in the offering documents. Silver Mount provides investment management services to the Fund and does not tailor advice to the individual underlying Fund investors (the “Investors”). Silver Mount will manage SMA Clients in accordance with the guidelines and restrictions stated in the investment management agreement (“IMA”). The total amount of assets managed on a discretionary basis is currently $107 million. The Firm does not manage any assets on a non‐discretionary basis.