Firm Description Integrated Wealth Strategies, LLC, (“IWS” or “Adviser”) was founded in November 2010. Integrated Wealth also does business as “Wealth Advise”. There is one managing member of the firm, Danny Caswell. IWS provides holistic personalized confidential financial planning and investment management to high net worth individuals, families, pension and profit-sharing plans, trusts, estates, charitable organizations and businesses. IWS is a fee based financial planning and investment management firm. The firm does not sell stocks, bonds, mutual funds, limited partnerships on commission or other commissioned products. The firm’s members are affiliated with entities that sell financial insurance products and offer legal and tax advice. Investment advice is an integral part of financial planning. Advice is provided through consultation with the client and may include: determination of financial objectives, identification of financial problems, cash flow management, tax coordination and planning, insurance review and planning, investment management, education funding, retirement planning, income planning, and estate planning, wills and tax preparation. We also provide succession planning and benefit plans for businesses and business owners. IWS does not act as a custodian of client assets. The client always maintains asset control. IWS places trades for clients under a limited power of attorney. A written evaluation of each client's initial situation is provided to the client, often in the form of a net worth statement. Periodic reviews are conducted to update the client on activity, provide an overview of conditions impacting their financial condition, and to provide a forum for clients to share new or updated information regarding financial goals, objectives, risk tolerance, and other constraints. In person reviews are held proactively according to customer preference but are generally held a minimum of once per year. Portfolios are reviewed on an ongoing basis for drift and compliance to the investment policy, and any reminders or action items are communicated to the client in an appropriate manner. Other professionals (e.g., lawyers, accountants, insurance agents, etc.) are engaged directly by the client on an as-needed basis. Conflicts of interest will be disclosed to the client in the unlikely event they should occur. Types of Advisory Services IWS provides investment supervisory services, also known as asset management services and furnishes financial planning and investment advice through consultations. On more than an occasional basis, IWS furnishes advice to clients on matters not involving securities, such as taxation issues and trust services that often include estate planning, benefit plans, succession planning, insurance planning, wills and tax coordination and preparation. ASSET MANAGEMENT IWS offers discretionary direct asset management services to advisory clients. IWS will offer clients ongoing portfolio management services by determining individual investment goals, time horizon, objectives, and risk tolerance. Investment strategies, investment selection, assets allocation, portfolio monitoring and the overall investment program will be based on the above factors. The client will authorize IWS discretionary authority to execute investment program transactions as stated within the Investment Advisory Agreement. IWS will develop an Investment Policy Statement (IPS) for each client or unique entity under management and deliver it to you upon completion. The IPS defines the asset allocation, the types of investments to be included, and the rebalancing methodology for the portfolio. The IPS will reflect the client’s goals, objectives, and tolerance for risk. The IPS will serve as a roadmap for making prudent investment decisions going forward and will help reduce the emotion associated with making financial market decisions. The IPS will incorporate many different aspects of your financial status into an overall financial strategy designed to meet your goals and objectives. Typically, IWS will implement each clients' investment policy using a broad range of investments, investment vehicles, and strategies. Based on the information the client shares with us, we will analyze the situation and recommend an appropriate asset allocation or investment strategy. The client will be provided with a targeted strategic allocation of assets by class. Our recommendations and ongoing management are based upon the client’s investment goals and objectives, risk tolerance, and the investment portfolio selected. We will monitor the account, trade as necessary, and communicate regularly with you. Periodic portfolio reviews will be conducted in person, by telephone conference, and/or via a written inquiry/questionnaire on a quarterly, bi-annual or annual basis. IWS offers direct asset management services to advisory clients. IWS provides clients with ongoing portfolio management services by first determining individual investment goals, time horizons, objectives, and risk tolerance. Investment strategies, investment selection, assets allocation, portfolio monitoring and the overall investment program will be based on the above factors. The client may grant IWS discretionary authority to execute selected investment transactions as stated within the Investment Advisory Agreement. This discretionary authority relates to trading authority only, including the securities to be bought or sold, and the amount of securities to be bought or sold for your account on your behalf. Under certain conditions, securities from outside accounts may be transferred into your advisory account; however, IWS may recommend that you sell any security if we believe that it is not suitable for the current recommended investment strategy. You are responsible for any taxable events in these instances. Certain assumptions may be made with respect to interest and inflation rates and the use of past trends and performance of the market and economy. Past

performance is not indicative of future results. FINANCIAL PLANNING AND CONSULTING Unless included as part of asset management, the client may choose to compensate IWS on an hourly or negotiable fixed fee basis for financial planning services. The planning relationship consists of face-to-face meetings and ad hoc meetings with your other advisors (attorneys, accountants, etc.). Financial plans will be completed and delivered inside of ninety (90) days. Prior to the planning process, the client is provided an estimated fee schedule. In most instances, the process starts with income planning. Planning for pre-retirement clients typically focuses on savings requirements, whereas income is the primary focus for clients beyond retirement age. IWS will use the planning process as a key part of the client due diligence process to help derive the most applicable investment policy for the client. This investment policy will dictate the investment types to be used and the respective allocation ranges. The policy will be based on many factors, including but not limited to risk tolerance and retirement age. The planning process also includes also encompasses several other key activities, including a review of tax returns for missed deductions and savings opportunities, a review of insurance coverage, as well as applicable wills, trusts, and estates. Wills and Trust documents may also be reviewed to ensure they correctly reflect the client's current situation. In the event changes are necessary, IWS can either coordinate the accounting and/or legal work internally or can refer the client to an accountant or estate planning attorney who may or may not be affiliated with us. Current insurance policies may also be reviewed to ensure the client has the correct coverage and deductible for auto, home, and health policies. We may also recommend the purchase of additional coverage if needed. In addition, IWS will review and offer advice on portfolios that are not managed by IWS. IWS may also help business owners to sell their businesses and may charge an hourly or fixed rate consulting fee for these services. If you engage us to perform these services, you will receive a written agreement detailing the services, fees, terms and conditions of the relationship. You will also receive this Brochure. You are not bound to use IWS as your service provider to implement your recommendations. IWS gathers information from a wide variety of publicly available sources. IWS does not have any inside private information about any investments that are recommended. All recommendations developed by us are based upon our professional judgment. IWS cannot guarantee the results of any of our recommendations. Choosing which advice to follow is your decision. Outside Managers IWS offers various additional types of advisory services with third party unaffiliated registered investment advisors. IWS delegates discretionary authority to the Outside Manager with regard to the day-to-day management and trading of each client’s account underlying the program. IWS uses the Outside Managers’ proprietary, automated, and computer algorithms to recommend a model portfolio for a client’s account. IWS collects certain demographic information, financial information, initial and ongoing investment amounts, investment time horizon, and investment goal amount in order to recommend an asset allocation model portfolios that are diversified across multiple asset classes. The model portfolios IWS recommends are Outside Managers’ Core portfolios, which consist of a set of globally diversified stock and bond allocations through mutual funds and ETFs. The percentage of stock and bond allocations is based on the answers to the information collected by the client. Clients have the option of accepting the model portfolio recommended by the algorithm or adjusting the parameters for the purpose of receiving a different model portfolio. Adjusting the parameters may lead to a recommendation that is not risk appropriate for such clients. Please refer to the ADV Part 2A of the Outside Manager managing your account(s) for a full description of their services. We monitor the performance of the selected Outside Managers. If we determine that a particular selected Outside Manager is not providing sufficient management services to the client or is not managing the client's portfolio in a manner consistent with the client's IPS, we may suggest that the client contract with a different registered investment adviser and/or program sponsor. Under this scenario, our firm assists the client in selecting a new registered investment adviser and/or program. However, any move to a new registered investment adviser and/or program is solely at the discretion of the client. ERISA FIDUCIARY IWS understands and attests that they are an ERISA fiduciary as defined in the Fiduciary Rule under the Employee Retirement Income Security Act of 1974 and the Internal Revenue Code of 1986 as it relates to Individual Retirement Accounts (IRAs). We adhere to the Impartial Conduct Standards (including the “best interest” standard, reasonable compensation, and no misrepresented information. We do not act as a discretionary investment manager of any Plan as defined in Section 3(38) of the Employee Retirement Income Security Act of 1974. We do not act as a non- discretionary investment manager of any Plan as defined in Section 3(21) of the Employee Retirement Income Security Act of 1974. Client Tailored Services and Client Imposed Restrictions The goals and objectives for each client are documented in our client files. Investment strategies are created that reflect the stated goals and objective. Clients may impose restrictions on investing in certain securities or types of securities. Agreements may not be assigned without written client consent. Client Assets under Management As of December 31, 2023, IWS manages $103,777,344 on a discretionary basis.