Adviser Profile

As of Date 03/26/2026
Registration SEC, Approved, 01/05/2004
ADV Location ORANGE, CA, United States
Contact Info 714 xxxxxxx
Websites
AUM* 241,230,314 19%
of that, discretionary 241,230,314 19%
Number of Employees 3 -25%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 338,331 9%
% High Net Worth 38.30% 23%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

241M 207M 172M 138M 103M 69M 34M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46435UAA9 Stock NameISHARES TR $ Position$24,008,754 % Position22.00% $ Change3.00% # Change3.00%
Stck Ticker46435GAA0 Stock NameISHARES TR $ Position$24,129,256 % Position22.00% $ Change2.00% # Change2.00%
Stck Ticker69344A107 Stock NamePGIM ETF TR $ Position$8,684,576 % Position8.00% $ Change46.00% # Change46.00%
Stck Ticker46138E339 Stock NameINVESCO EXCH TRADED FD TR II $ Position$7,226,268 % Position7.00% $ Change-4.00% # Change2.00%
Stck Ticker46436E528 Stock NameISHARES TR $ Position$5,598,899 % Position5.00% $ Change4.00% # Change4.00%
Stck Ticker921909768 Stock NameVANGUARD STAR FDS $ Position$5,520,271 % Position5.00% $ Change209.00% # Change202.00%
Stck Ticker46434G103 Stock NameISHARES INC $ Position$3,820,208 % Position4.00% $ Change # Change
Stck Ticker464288869 Stock NameISHARES TR $ Position$3,903,699 % Position4.00% $ Change-79.00% # Change-79.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$2,184,942 % Position2.00% $ Change7.00% # Change7.00%
Stck Ticker922908637 Stock NameVANGUARD INDEX FDS $ Position$2,008,511 % Position2.00% $ Change13.00% # Change19.00%

Brochure Summary