Our firm is dedicated to providing individuals and other types of clients with a wide array of investment advisory services. Our firm is a limited liability company formed under the laws of the State of California in 2019 and has been in business as an investment adviser since that time. Our firm is owned by James Oghigian and Eric Wong. The purpose of this Brochure is to disclose the conflicts of interest associated with the investment transactions, compensation and any other matters related to investment decisions made by our firm or its representatives. As a fiduciary, it is our duty to always act in the client’s best interest. Our firm has established a service-oriented advisory practice with open lines of communication for many different types of clients to help with investment matters. We work with clients to understand their investment objectives while educating them about our investing, investment process and philosophy. Types of Advisory Services Offered Discretionary Portfolio Management Our firm provides discretionary portfolio management in conjunction with consulting services to clients. We follow an opportunistic disciplined value-based investment philosophy focusing on total return over the long term. We do not focus on quarter to quarter performance. Our approach is flexible in that we will invest anywhere we perceive value and are not constrained as to market capitalization, domestic or foreign investments, sector, industry and ratings of debt instruments. If we cannot find enough investment opportunities to fill out a portfolio we will hold cash and/or cash equivalents until investments that meet our criteria are found. At times cash and/or cash equivalent balances can be substantial. Portfolios are actively managed based on each clients’ strategy, needs and objectives. Non-Discretionary Portfolio Management Our firm also advises client portfolios on a non-discretionary basis in conjunction with providing consulting services. The advice we give non-discretionary clients is based on our opportunistic value based investment philosophy focusing on total return over the long term. Often times these portfolios hold investments that do not fit

our value based investment philosophy but clients request that we give our opinion on these investments. In non-discretionary accounts only those transactions that have been approved and directed by the client are executed. Information regarding ERISA Clients In providing asset management services for retirement plans, our firm does not provide any advisory services with respect to the following types of assets: employer securities, real estate (excluding real estate funds and publicly traded REITS), participant loans, non-publicly traded securities or assets, other illiquid investments, or brokerage window programs (collectively, “Excluded Assets”). All asset management services provided to retirement plans shall be in compliance with the applicable state laws regulating retirement consulting services. This applies to client accounts that are retirement or other employee benefit plans (“Plan”) governed by the Employee Retirement Income Security Act of 1974, as amended (“ERISA”). If the client accounts are part of a Plan, and our firm accepts ADV Part 2A – Firm Brochure Page 5 Pavion Blue Capital, LLC appointment to provide services to such accounts, our firm acknowledges its fiduciary standard within the meaning of Section 3(21) of ERISA as designated by the Agreement with respect to the provision of services described therein. Tailoring of Advisory Services Our firm offers individualized investment advice to our Portfolio Management clients. General investment advice will be offered to our Retirement Plan Consulting clients. Each Portfolio Management client has the opportunity to place reasonable restrictions on the types of investments to be held in the portfolio. Restrictions on investments in certain securities or types of securities may not be possible due to the level of difficulty this would entail in managing the account. Participation in Wrap Fee Programs Our firm does not offer or sponsor a wrap fee program. Regulatory Assets Under Management As of December 31, 2022, our firm manages $ 306,028,095 of regulatory assets under management in total; of which $266,747,059 on a discretionary basis and $39,281,036 on a non-discretionary basis.