9AT: WEST OAK CAPITAL, LLC

Adviser Profile

As of Date	12/11/2025
Registration status	Terminated
ADV Location	EAGLE, ID, United States
Contact Info	208 xxxxxxx
Websites

AUM^*	525,607,591
of that, discretionary	522,014,649
Number of Employees	8
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	1,564,308
% High Net Worth	65.89%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SONOMA PRIVATE WEALTH LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM158.5m	#Funds-
Adviser CORIENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM165.3b	#Funds-
Adviser PAVION BLUE CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM443.7m	#Funds-
Adviser YARGER WEALTH STRATEGIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM529.7m	#Funds-
Adviser LITMAN GREGORY WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.7b	#Funds-
Adviser CONSILIUM WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM786.9m	#Funds-
Adviser DEERFIELD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser QUANTUM PRIVATE WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM418.0m	#Funds-
Adviser FOUNDERS CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM920.3m	#Funds-
Adviser CRESSET ASSET MANAGEMENT, LLC	Hedge Fund3.4b	Liquidity Fund-	Private Equity Fund1.2b	Real Estate Fund218.8m	Securitized Asset Fund230.5k	Venture Capital Fund219.1m	Other Fund1.7b	Total Private Fund GAV6.9b	AUM78.9b	#Funds171

Brochure Summary

Overview

West Oak Capital is an independent registered investment adviser that provides separate account management for core style equity, balanced and fixed income portfolios. Founded in 2003, the firm provides personalized account management with a focus on constructing a disciplined investment program to help each client meet their specific financial goals. Accounts are individually managed, which allows us to tailor each client’s portfolio to suit their preferences, cash needs and estate plan. The firm currently oversees $403,435,494 held in 311 active accounts on behalf of 119 separate client relationships (data as of 12/31/2022), as follows: Assets # Accounts Discretionary client assets: $355,934,922 293 Non-discretionary client assets: $47,500,572 18 Total client assets: $403,435,494 311 Our services are provided under the terms of a written advisory agreement between us and the client that details the conditions, fees and investment guidelines that govern the actions we take on each client’s behalf. The client or West Oak Capital can terminate that agreement at any time upon written notice to the other party. West Oak Capital is organized as a Limited Liability Company (LLC) in the state of Idaho. We are

a privately held firm, with no affiliations or ownership interests held by publicly-traded companies. Byron and Lisa Snider, who are married, founded the company and currently own 100 percent of the firm. The transactions we make on behalf of client accounts are based upon each client’s investment objectives, as well as any specific preferences and constraints they place on our management of the account. We discuss with clients and mutually agree upon a set of investment guidelines in writing prior to implementation. Because each account is separately managed and each client situation is unique, there are likely to be some differences among all the accounts managed by the firm. Our time devoted to managing any particular account, and the allocation of investment opportunities among all accounts, is conducted in a manner that we believe is fair and equitable to all clients over time. We offer investment management services to a variety of clients and account types, including individuals, trusts, estates, charitable organizations, pension and profit sharing plans, retirement accounts, corporations and other business entities. Our primary focus is managing portfolios for affluent families and charitable foundations. West Oak Capital, LLC Page 5

WEST OAK CAPITAL, LLC

WEST OAK CAPITAL, LLC

LIVE OAK CAPITAL, LLC

WEST OAK CAPITAL

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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WEST OAK CAPITAL, LLC WEST OAK CAPITAL, LLC LIVE OAK CAPITAL, LLC WEST OAK CAPITAL

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

WEST OAK CAPITAL, LLC

WEST OAK CAPITAL, LLC

LIVE OAK CAPITAL, LLC

WEST OAK CAPITAL