Mosaic Pacific Investment Advisors, LLC, [“Advisor”], also known as Mosaic Pacific, was created in 2013. Mosaic Pacific takes their fiduciary responsibility to advisory clients very seriously and this company was started to deliver a high-level and customized service for investment management services. Services for Advisor are provided through your Investment Advisor Representative [“Representative”] and include Investment Management Services and Qualified Plan Services. It is important for you to provide your Representative with information on your investment goals (objectives), time before you will need to use your investments (time horizon), and any other information that might impact the types of investments recommended by your Representative. Representatives will learn about your investment objectives through a variety of means, including interviews, questionnaires or through a comprehensive financial review. Investment Management Services: After gathering information about your financial goals, your Representative will provide financial advice or investment management services on a discretionary basis. In most cases, your investments will be tailored to match your objectives and time horizon. The Advisor provides ongoing and continuous customized investment management services for and are not restricted to any specific types of investments. You have the option to note any special instructions (exclusions or restrictions to investment purchases) on the investment advisory agreement you sign with the Advisor. The Advisor also provides financial planning for clients. As a financial planning client, it is important to know that you are under no obligation to act on the Advisor’s recommendation or to affect any suggested transactions through the Advisor. It is important to know that if specific investment products are recommended through your financial planning process the Advisor may have an inherent conflict of interest as the investment product (annuities, etc.) may produce revenue for the Advisor. Qualified Plan Services: Advisor provides investment advisory, investment management and consulting solutions to employer-sponsored retirement Plans (“Plan”) through our Qualified Plan Services (“Services”). Specifically, our Services include Discretionary or Non- Discretionary Investment Management Services and/or Consulting Services, depending on the type of the Plan and the specific arrangement entered into with the Plan Sponsor (“Sponsor”). Discretionary Investment Management Services: These services are designed to allow the Plan fiduciary to delegate responsibility for managing, acquiring, and disposing of Plan assets that meet ERISA requirements. We may perform these investment management services and charge a fee as described in this Form ADV and the Plan Agreement (“Plan Agreement”). We may perform the investment

management services with discretionary authority or control over assets of the Plan, which is referred to as 3(38) investment services. Specifically, the Plan may determine that we should perform the following services: (a). Preparation and Delivery of the Plan’s IPS: We will review with the Sponsor the investment objectives, risk tolerance and goals of the Plan. We may prepare and deliver an IPS to the Sponsor that aligns with the objectives and goals previously identified by the Sponsor. (b). Selection and Monitoring of the Plan’s Designated Investment Alternatives (“DIAs”): Once the IPS is approved by the Sponsor, we will review the investment options available to the Plan and will select the Plan’s DIAs to be offered to Plan participants that meet the criteria set forth in the IPS. On an ongoing basis, we will monitor and evaluate the DIAs to be offered to the Plan participants and replace DIAs, when necessary, to meet the criteria of the Plan’s IPS. (c). Qualified Default Investment Alternative(s) (“QDIAs”) Management: We will select appropriate investments using a prudent process for each Plan if a QDIAs is required. Non-Discretionary Investment Management Services: These services are designed to allow the Sponsor to retain full discretionary authority or control over assets of the Plan with us making investment recommendations to the Sponsor. We will perform these nondiscretionary investment advisory services and may charge a fee for the Services, as described in the Advisory Agreement. We will perform these investment advisory services to the Plan as a fiduciary defined under ERISA Section 3(21) and will act with the degree of diligence, care, and skill that a prudent person rendering similar services would exercise under similar circumstances. Consulting Services: Consulting Services are designed to allow our Representatives to assist the Sponsor in meeting their fiduciary duties. Consulting Services may only be performed so that they would not be considered fiduciary services under ERISA. The Sponsor may elect our Representatives to assist with any of the following services: (a). Assistance with Plan governance, (b). Assistance with Sponsor’s vendor management (service provider selection/review). (c). Financial consulting for Sponsor. (d). Personalized Employee Retirement Planning and Consulting. The scope of the employee retirement Planning will include only that which is investment education under the DOL’s Interpretive Bulletin 96-1. The Advisor is owned by Brian K. Ishihara, Andrea Deutsch, Cory Nakamura, and Matthew Tanaka. More information on each owner/partner is noted in the supplemental brochure (ADV Part 2B) included with this brochure. As of December 31, 2023, our discretionary assets under management totaled $379,516,077. Additionally, the Advisor does not participate in a Wrap Fee Program.