| As of Date | 07/13/2026 |
| Registration | SEC, Approved, 11/27/2000 |
| ADV Location | ROCHESTER, MI, United States |
| Contact Info | 248 xxxxxxx |
| Websites |
| AUM* | 1,266,424,380 17% |
| of that, discretionary | 1,242,552,305 16% |
| Number of Employees | 22 5% |
| of those in investment advisory functions | 6 20% |
| Private Fund GAV* | 0 |
| Avg Account Size | 647,787 19% |
| % High Net Worth | 13.54% 28% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser THE APPLETON GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM194.1m | #Funds- | |
| Adviser SARATOGA RESEARCH & INVESTMENT MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.5b | #Funds- | |
| Adviser ALTA CAPITAL MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.6b | #Funds- | |
| Adviser EXCEL FINANCIAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM404.5m | #Funds- | |
| Adviser SQUIRE WEALTH ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM586.7m | #Funds- | |
| Adviser WELLESLEY ASSET MANAGEMENT, INC. | Hedge Fund137.7m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV137.7m | AUM2.0b | #Funds1 | |
| Adviser MOSAIC PACIFIC INVESTMENT ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM434.0m | #Funds- | |
| Adviser WEALTH MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM3.7b | #Funds- | |
| Adviser RPATA, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM74.2m | #Funds- | |
| Adviser DEAN INVESTMENTS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM909.3m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker166764100 | Stock NameChevron Corporation | $ Position$48,103,986 | % Position6.00% | $ Change121.00% | # Change63.00% |
| Stck Ticker85208R101 | Stock NameSprott Physical Gold & Silver | $ Position$45,881,826 | % Position5.00% | $ Change-10.00% | # Change-14.00% |
| Stck Ticker874060205 | Stock NameTakeda Pharmaceutical Company | $ Position$33,306,334 | % Position4.00% | $ Change43.00% | # Change20.00% |
| Stck Ticker92343V104 | Stock NameVerizon Communications | $ Position$29,574,980 | % Position4.00% | $ Change77.00% | # Change44.00% |
| Stck Ticker80105N105 | Stock NameSanofi ADR | $ Position$32,684,156 | % Position4.00% | $ Change6.00% | # Change7.00% |
| Stck Ticker636180101 | Stock NameNational Fuel Gas Company | $ Position$36,440,516 | % Position4.00% | $ Change20.00% | # Change2.00% |
| Stck Ticker594918104 | Stock NameMicrosoft | $ Position$30,499,483 | % Position4.00% | $ Change-29.00% | # Change-7.00% |
| Stck TickerH11356104 | Stock NameBunge Global SA NPV | $ Position$31,498,487 | % Position4.00% | $ Change39.00% | # Change-2.00% |
| Stck Ticker17275R102 | Stock NameCisco Systems Inc | $ Position$29,946,778 | % Position4.00% | $ Change-21.00% | # Change-22.00% |
| Stck Ticker038222105 | Stock NameApplied Materials | $ Position$37,023,219 | % Position4.00% | $ Change29.00% | # Change-3.00% |