9AT: TIMECAPITAL INVESTOR ADVISORY SERVICES INC

Adviser Profile

As of Date	06/30/2026
Registration	SEC, Approved, 07/29/1976
ADV Location	PORT JEFFERSON STATION, NY, United States
Contact Info	631 xxxxxxx
Websites

AUM^*	262,046,449 9%
of that, discretionary	142,134,125 25%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	530,458 17%
% High Net Worth	28.57% -9%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ROBERTSON INVESTMENT MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM534.1m	#Funds-
Adviser SOLUTIONS 4 WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund1.6m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6m	AUM189.4m	#Funds1
Adviser BLUELINE ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM247.2m	#Funds-
Adviser LOWERY THOMAS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM385.8m	#Funds-
Adviser BALANCED FINANCIAL PLANNING, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM181.3m	#Funds-
Adviser ALLIANCE ADVISORY & SECURITIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM687.4m	#Funds-
Adviser ASPIREAN WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM233.2m	#Funds-
Adviser SAFE HARBOR FAMILY CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM613.9m	#Funds-
Adviser SPARTAN PLANNING GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM383.7m	#Funds-
Adviser SWISS AMERICAN ADVISORS LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-

Brochure Summary

Overview

A. TimeCapital Investor Advisory Services Inc. (“Advisor”) is a New York corporation that was formed in April 1976. We are principally owned by Alexander Rohman. We are affiliates of a broker-dealer, TimeCapital Securities Corporation (“TCS”), as described in Item 5, Section E below. Separately Managed Accounts In connection with the separately managed accounts, we and our affiliates typically receive the following compensation and other consideration from the owner of a managed account or from third parties: (1) the annual advisory fee (of up to 3% of assets under management) paid to us by the owner of the account and is negotiable (see Item 5, Section A), (2) if the owner of the account directly invests in a hedge fund or other private investment vehicle recommended by us, third party managers pay TCS referral fees (see Item 10, Section D and Item 5, Section A), Private Investment Funds In connection with the private investment funds, we and our affiliates typically receive the following compensation and other consideration from the private investment funds (and therefore the

investors in such funds) or from third parties: (1) referral fees that TCS receives from third party managers with respect to the funds’ capital which is allocated to hedge funds or other private investment vehicles managed by such third party managers (see Item 10, Section D), B. Advisor provides discretionary investment advice to separately managed accounts. We generally invest and trade on behalf of our clients in securities of a wide variety of issuers (see Item 8, Section A). C. With respect to the separately managed accounts, we permit investors to choose their investment objective (from a set list of investment objectives). Under certain circumstances, we may agree to adhere to specific operating guidelines imposed by the client. We negotiate such arrangements on a case-by-case basis. (See Item 16 “Investment Discretion”). D. We sponsor a wrap fee program. Please see Appendix 1 to this Brochure for disclosure regarding such program. E. As of March 31, 2023, Advisor managed approximately $102,058,315 on a discretionary basis and $138,273,064 on a non-discretionary basis.

TIMECAPITAL INVESTOR ADVISORY SERVICES INC

TIMECAPITAL INVESTOR ADVISORY SERVICES INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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TIMECAPITAL INVESTOR ADVISORY SERVICES INC TIMECAPITAL INVESTOR ADVISORY SERVICES INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

TIMECAPITAL INVESTOR ADVISORY SERVICES INC

TIMECAPITAL INVESTOR ADVISORY SERVICES INC