9AT: OLD OAK FINANCIAL PLANNING, INC.

Adviser Profile

As of Date	03/09/2026
Registration	SEC, Approved, 10/15/2019
Other registrations (3)	Florida, Terminated, 10/16/2019 Michigan, Terminated, 10/16/2019 Texas, Terminated, 10/16/2019
ADV Location	BRIGHTON, MI, United States
Contact Info	810 xxxxxxx
Websites

AUM^*	160,293,816 19%
of that, discretionary	102,994,158 27%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	245,473 12%
% High Net Worth	18.94% 49%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser THE SIMMONS PARTNERSHIP, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM216.5m	#Funds-
Adviser ACCELERATED WEALTH ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund82.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV82.4m	AUM180.5m	#Funds3
Adviser RS ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM107.2m	#Funds-
Adviser ARGUS EQUITY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM58.7m	#Funds-
Adviser PROSPERA FINANCIAL SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM12.4b	#Funds-
Adviser THE AMERIFLEX GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM9.7b	#Funds-
Adviser WMG FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM693.8m	#Funds-
Adviser BISON WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.7b	#Funds-
Adviser EARLY MCCLINTIC & MCMILLAN, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM652.2m	#Funds-
Adviser PHASE III ADVISORY SERVICES, LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM210.9m	#Funds-

Brochure Summary

Overview

Old Oak Financial Planning Inc. (Old Oak) is an independent, fee-based financial planning firm that was incorporated on January 1, 1995. The principal owner, Mark E. Garbacik is a Certified Financial Planner (CFP) and has been since 1992. Old Oak is a registered investment advisor that uses a holistic approach to planning which means they look at your total financial picture. As of January 1, 2024, Old Oak had total assets under management of $134,659,790. Of this amount, $81,204,389 is managed on a discretionary basis and $53,455,401 is managed on a non- discretionary basis. Old Oak Financial Planning and its Investment Advisors are fiduciaries, and they will provide financial advice that is in the best interest of the client. In addition, we will give this best-interest advice for reasonable compensation and make no misleading statements about investment transactions, compensation, or conflicts of interest. The types of Advisory services offered by Old Oak are as follows: ▪ Comprehensive Financial Planning ▪ Investment Management ▪ Modular Plans Comprehensive Financial Planning involves gathering detailed information from each client about his or her financial objectives, income, assets, liabilities, budget, insurance needs, tax liabilities, estate plan, investments, and other financial concerns. Some of these financial concerns are the educational needs of their children, new business ventures, and personal goals. The

information collected is organized and analyzed by Old Oak. The client is then presented with a customized, written report which may include recommendations concerning cash flow, tax planning, investments, retirement, education, insurance, and estate planning. Investment Management is an advisory service for clients that want active management of their investments. Active investment management entails ongoing monitoring of client’s investment portfolios, reporting to the client via portfolio statements and discussion with the client regarding recommended changes to the portfolio. This service consists primarily of “no load” mutual funds, exchange traded funds (etfs) and individual stocks and bonds. However, in the course of providing investment advice, Old Oak may consider any investment that the client asks us to analyze. Old Oak Financial Planning tailors its advisory services to the individual needs of the client. Clients are asked to fill out an Investment Questionnaire that depicts the level of investment risk they are willing to take. They may impose restrictions on investing in certain securities or types of securities and may indicate these restrictions on the Investment Questionnaire. Modular Plans are used for clients just starting out or on a budget. These focused plans concentrate on one area or issue of concern. For example, a young client on a budget may want to start an IRA. Cost is based on an hourly rate.

OLD OAK FINANCIAL PLANNING, INC.

OLD OAK FINANCIAL PLANNING, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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OLD OAK FINANCIAL PLANNING, INC. OLD OAK FINANCIAL PLANNING, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

OLD OAK FINANCIAL PLANNING, INC.

OLD OAK FINANCIAL PLANNING, INC.