9AT: GREENLEAF FINANCIAL GROUP

Adviser Profile

As of Date	04/01/2026
Registration	SEC, Approved, 12/13/2019
Other registrations (4)	California, Terminated, 02/01/2020 Indiana, Terminated, 01/10/2020 New York, Terminated, 11/13/2019 Texas, Terminated, 11/13/2019
ADV Location	CARMEL, IN, United States
Contact Info	317 xxxxxxx
Websites

AUM^*	175,200,121 26%
of that, discretionary	166,287,827 27%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	353,940 15%
% High Net Worth	51.22% 7%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HARDING WEALTH, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM212.6m	#Funds-
Adviser FLAGSHIP CAPITAL MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM199.9m	#Funds-
Adviser HILLCREST FINANCIAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM567.8m	#Funds-
Adviser WEYBOSSET RESEARCH & MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM340.9m	#Funds-
Adviser RADIUS WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM158.7m	#Funds-
Adviser O'KEEFE STEVENS ADVISORY, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM585.6m	#Funds-
Adviser GILBERT CAPITAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM158.1m	#Funds-
Adviser TOGETHER PLANNING	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM176.0m	#Funds-
Adviser BLUE WATER WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM472.8m	#Funds-
Adviser MADDEN FUNDS MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM217.9m	#Funds-

Brochure Summary

Overview

Greenleaf Financial Group provides investment management and financial-planning services on a fee-only arrangement. While the firm primarily serves families and individuals, it also provides advisory services to trusts, small businesses, and not-for-profit institutions. Founded in 2006, Greenleaf Financial Group is a Registered Investment Adviser with SEC registration. Jennifer Hartman, CFP, CFS, based in Los Angeles, and Kathleen Hartman, CFP, CFA, based in Carmel, Indiana, share equal ownership stakes and serve as the firm’s two principals. Greenleaf Financial Group provides investment-management services for clients who do not wish to manage and monitor their investments due to a lack of time, resources, or interest. Investment management includes ongoing, customized

portfolio management and financial-planning services. The aggregate account minimum for new clients served by Greenleaf Financial Group is $500,000. We also advise clients on financial concerns and decisions, such as Social Security filing, retirement withdrawals, tax deductions, maximizing retirement savings, company benefits, and more. At this time, Greenleaf Financial Group is accepting new clients on a limited basis. At no time will Greenleaf Financial Group provide tax or legal services. Greenleaf Financial Group’s primary service is ongoing investment management. As of March 13, 2024, the firm managed $139.6 million in client assets. Of that total, $8.7 million was managed on a non-discretionary basis and $130.9 million was managed on a discretionary basis.

GREENLEAF FINANCIAL GROUP

GREENLEAF FINANCIAL GROUP

GREENLEAF FINANCIAL GROUP, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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GREENLEAF FINANCIAL GROUP GREENLEAF FINANCIAL GROUP GREENLEAF FINANCIAL GROUP, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

GREENLEAF FINANCIAL GROUP

GREENLEAF FINANCIAL GROUP

GREENLEAF FINANCIAL GROUP, LLC